Lori A. Booth-houle

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CRD#: 4521162

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Lori Ann Booth-houle, CFP®, who also goes by Lori A Booth, Lori Booth-houle, Lori A Copeland, was a registered financial professional .

Lori is a previously registered financial professional and started their career in finance in 2001. Lori had worked at 4 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Aliases

Lori A Booth | Lori Booth-Houle | Lori A Copeland

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2004

Experience

Past

February 24, 2016 - December 31, 2022

TCI WEALTH ADVISORS, INC.

RIA

CRD#: 107373

Scottsdale, AZ

Past

June 10, 2009 - December 31, 2015

MOSS BOOTH WEALTH ADVISORS, INC.

RIA

CRD#: 150357

SCOTTSDALE, AZ

Past

July 22, 2004 - May 1, 2009

MILLER/RUSSELL & ASSOCIATES, INC.

RIA

CRD#: 131483

PHOENIX, AZ

Past

July 30, 2001 - August 6, 2004

MILLER/RUSSELL & ASSOCIATES INC

RIA

CRD#: 106459

PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TCI WEALTH ADVISORS, INC.

CRD#: 107373 / SEC#: 801-37083

RIA

Registered Investment Advisory firm - (8/30/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/18/2001

Uniform Investment Adviser Law Examination

Current Firm

TCI WEALTH ADVISORS, INC.

CRD#: 107373 / SEC#: 801-37083

RIA

Registered Investment Advisory firm - (8/30/1990 Approved)

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Contact information

Main Address

4011 East Sunrise Drive, Tucson, AZ 85718

Mailing Address

Phone number

(520) 733-1477

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (38 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (3/21/2025)

Regulatory assets under management

Total Number of Accounts	11,010
AUM (Assets Under Management)	$ 4,527,183,704

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/08/2025	Cover Page	Report
08/23/2024	Cover Page	Report
10/30/2023	Cover Page	Report
12/22/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Lori A. Booth-houle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TCI WEALTH ADVISORS, INC.

MOSS BOOTH WEALTH ADVISORS, INC.

MILLER/RUSSELL & ASSOCIATES, INC.

MILLER/RUSSELL & ASSOCIATES INC

Primary Firm SEC Registration

TCI WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 5/18/2001

Current Firm

TCI WEALTH ADVISORS, INC.

Contact information

SEC notice filing (38 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TCI WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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