David W. Gimpel

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CRD#: 4521089

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

David William Gimpel, who also goes by David W Gimpel, was a registered financial professional .

David is a previously registered financial professional and started their career in finance in 2002. David had worked at 5 firms and has passed the Series 66, Series 63, Series 31, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

David W Gimpel

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

September 10, 2012 - November 25, 2013

HEDEKER WEALTH LLC

RIA

CRD#: 124341

LINCOLNSHIRE, IL

Past

February 22, 2008 - September 10, 2012

RATIONAL CAPITAL MANAGEMENT LLC

RIA

CRD#: 146289

BUFFALO GROVE, IL

Past

February 2, 2007 - August 27, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

DEERFIELD, IL

Past

February 2, 2007 - August 27, 2007

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

DEERFIELD, IL

Past

August 29, 2006 - February 6, 2007

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

RIVERWOODS, IL

Past

August 18, 2006 - February 6, 2007

MORGAN STANLEY DW INC.

CRD#: 7556

RIVERWOODS, IL

Past

July 15, 2002 - October 24, 2002

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

MILWAUKEE, WI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HEDEKER WEALTH LLC

CERTES CAPITAL WEALTH MANAGEMENT LLC | HEDEKER WEALTH MANAGEMENT GROUP, LLC | HEDEKER WEALTH MANAGEMENT GROUP | HEDEKER WEALTH LLC | CERTES CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 124341 / SEC#: 801-61654

RIA

Registered Investment Advisory firm - (12/10/2002 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/28/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 7/27/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/1/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/17/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/13/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

HEDEKER WEALTH LLC

CERTES CAPITAL WEALTH MANAGEMENT LLC | HEDEKER WEALTH MANAGEMENT GROUP, LLC | HEDEKER WEALTH MANAGEMENT GROUP | HEDEKER WEALTH LLC | CERTES CAPITAL WEALTH MANAGEMENT, LLC

CRD#: 124341 / SEC#: 801-61654

RIA

Registered Investment Advisory firm - (12/10/2002 Approved)

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Contact information

Main Address

One Overlook Point Suite 610, Lincolnshire, IL 60069

Mailing Address

Phone number

(847) 913-5594

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HEDEKER WEALTH LLC DISCLOSURE BROCHURE (3/11/2025)

Regulatory assets under management

Total Number of Accounts	707
AUM (Assets Under Management)	$ 470,091,063

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David W. Gimpel

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RATIONAL CAPITAL MANAGEMENT LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

HEDEKER WEALTH LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 8/28/2006

Series 63

Date: 7/27/2002

Series 31

Date: 9/1/2006

Series 7

Date: 8/17/2006

Series 6

Date: 7/13/2002

Current Firm

HEDEKER WEALTH LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HEDEKER WEALTH LLC

TRUST BUT VERIFY

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