Albert T. Vacchiano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Albert Thomas Vacchiano was a registered financial professional .
Albert is a previously registered financial professional and started their career in finance in 2000. Albert had worked at 6 firms and has passed the Series 63, Series 55, Series 7A, Series 25 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 14, 2011 - March 24, 2014
DLB SECURITIES L.L.C.
January 4, 2011 - August 28, 2012
MARQUIS HOLDINGS, INC.
January 26, 2010 - January 11, 2011
EMPIRE EXECUTIONS, INC.
September 13, 2004 - August 19, 2009
AMERIVEST PARTNERS, LLC
May 15, 2003 - December 7, 2006
LABRANCHE FINANCIAL SERVICES, LLC
October 31, 2000 - April 14, 2008
BAY CREST PARTNERS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 9/19/2007
Limited Representative-Equity Trader ExamSeries 7A
Date: 6/25/2003
Floor Broker Representative ExamSeries 25
Date: 12/10/2002
NYSE Trading Assistant ExaminationCurrent Firm
DLB SECURITIES L.L.C.
CRD#: 129354 / SEC#: , 8-66215
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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