Ana L. Chavarriaga
Professional summary
Ana Lucia Chavarriaga was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Ana is a previously registered financial professional and started their career in finance in 2007. Prior to being barred, Ana had worked at 3 firms, which includes VECTORGLOBAL WMG, ACTIVA CAPITAL MARKETS INC., INSIGNEO SECURITIES LLC.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2011 - August 10, 2018
VECTORGLOBAL WMG
October 26, 2009 - April 5, 2011
ACTIVA CAPITAL MARKETS, INC.
September 5, 2007 - October 13, 2009
INSIGNEO SECURITIES, LLC
State Registrations and Notice Filings
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Exams
Current Firm
VECTORGLOBAL WMG
CRD#: 32396 / SEC#: , 8-45715
Contact information
FINRA licenses (22 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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