Kerstin M. Driscoll-witt

S.E.E.D. PLANNING GROUP

Binghamton, NY 13901

Some features on this profile are disabled

CRD#: 4520472

Professional summary

Kerstin Marie Driscoll-witt, who also goes by Kerstin Marie Driscoll, Kerstin Marie Driscoll, Kerstin M Saroka, Kerstin Marie Saroka, is a registered financial advisor currently at S.E.E.D. PLANNING GROUP, LLC located in Binghamton, New York.

Kerstin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Kerstin has worked at 3 firms and has passed the Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kerstin Marie Driscoll | Kerstin Marie Driscoll | Kerstin M Saroka | Kerstin Marie Saroka

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerstin Marie Driscoll-witt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 26, 2021 - Present

S.E.E.D. PLANNING GROUP, LLC

Office #1: 31 Lewis Street Suite 401, Binghamton, NY 13901

RIA

CRD#: 188521

Binghamton, NY

Past

June 7, 2016 - January 16, 2019

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Past

June 14, 2011 - April 5, 2016

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

CRD#: 2881

BINGHAMTON, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

S.E.E.D. PLANNING GROUP, LLC

CRD#: 188521 / SEC#: 801-91167

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(7/26/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 2/24/2012

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 6/13/2011

Investment Company Products/Variable Contracts Representative Examination

Current Firm

S.E.E.D. PLANNING GROUP, LLC

CRD#: 188521 / SEC#: 801-91167

RIA

Registered Investment Advisory firm - (4/16/2015 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

31 Lewis Street Suite 401, Binghamton, NY 13901

Mailing Address

Phone number

(607) 217-5091

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

S.E.E.D ADV2A (10/9/2025)

Regulatory assets under management

Total Number of Accounts	1,892
AUM (Assets Under Management)	$ 490,907,135

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Gerri Harrison

J. W. COLE ADVISORS, INC.

IAR

Johnson City, NY

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Kerstin M. Driscoll-witt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kerstin Marie Driscoll-witt's CRS (Customer Relationship Summary).

Certified licenses

Experience

S.E.E.D. PLANNING GROUP, LLC

FIDELITY BROKERAGE SERVICES LLC

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC

Primary Firm SEC Registration

S.E.E.D. PLANNING GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 2/24/2012

SIE

Date: 10/1/2018

Series 6

Date: 6/13/2011

Current Firm

S.E.E.D. PLANNING GROUP, LLC

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

S.E.E.D. PLANNING GROUP, LLC

TRUST BUT VERIFY

Similar Advisors