Christopher T. Staples

WEALTH 360

Buford, GA 30518

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CRD#: 4520166

Professional summary

Christopher Thomas Staples, CFP®, who also goes by Thomas Staples Christopher, is a registered financial advisor currently at WEALTH 360, LLC located in Buford, Georgia.

Christopher is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Christopher has worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Thomas Staples Christopher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Thomas Staples's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

February 20, 2008 - Present

WEALTH 360, LLC

Office #1: 1400 Buford Highway Suite M-4, Buford, GA 30518

RIA

CRD#: 141663

Buford, GA

Past

February 13, 2006 - December 31, 2007

SPC

RIA

CRD#: 110692

ROSWELL, GA

Past

February 2, 2005 - December 31, 2007

SIGMA FINANCIAL CORPORATION

CRD#: 14303

ROSWELL, GA

Past

July 30, 2002 - February 3, 2005

WOODMEN FINANCIAL SERVICES, INC.

CRD#: 117365

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(2/20/2008)

IAR

Texas
(1/9/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/2/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/30/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 7/29/2002

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WEALTH 360, LLC

ACE CAPITAL MANAGEMENT | WEALTH 360, LLC | ALEXANDER INVESTMENT ADVISORY, LLC

CRD#: 141663 / SEC#:

Georgia

Registered Investment Advisory firm - (1/4/2007 Approved)

North Carolina

Registered Investment Advisory firm - (11/15/2007 Terminated)

Texas

Registered Investment Advisory firm - (1/9/2013 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1400 Buford Highway Suite M-4, Buford, GA 30518

Mailing Address

Phone number

(678) 392-1155

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	353
AUM (Assets Under Management)	$ 68,839,243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Christopher T. Staples

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Christopher Thomas Staples's CRS (Customer Relationship Summary).

Certified licenses

Experience

WEALTH 360, LLC

SPC

SIGMA FINANCIAL CORPORATION

WOODMEN FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/2/2006

Series 63

Date: 8/30/2002

Series 6

Date: 7/29/2002

Current Firm

WEALTH 360, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

WEALTH 360, LLC

TRUST BUT VERIFY

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