Gregory P. Barrett
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Paul Barrett, who also goes by Gregory Paul Barrett, Gregory Barrett, was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2002. Gregory had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 27, 2023 - October 24, 2024
INVESCO DISTRIBUTORS, INC.
July 19, 2021 - April 7, 2023
MUZINICH CAPITAL LLC
April 18, 2019 - June 4, 2021
WHITE OAK MERCHANT PARTNERS LLC
January 18, 2018 - June 5, 2018
OCP CAPITAL, LLC
April 10, 2013 - February 2, 2016
NEUBERGER BERMAN BD LLC
April 19, 2012 - February 2, 2016
NEUBERGER BERMAN BD LLC
September 22, 2008 - March 19, 2012
BARCLAYS CAPITAL INC.
July 18, 2007 - September 22, 2008
LEHMAN BROTHERS INC.
September 9, 2004 - June 7, 2007
UBS SECURITIES LLC
February 18, 2003 - June 14, 2004
HEDGEWORLD MARKETS USA, INC.
October 8, 2002 - October 9, 2002
HEDGEWORLD MARKETS USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESCO DISTRIBUTORS, INC.
CRD#: 7369 / SEC#: , 8-21323
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INVESCO ADVISERS, INC. | DIRECT OWNER | |
| GREGSON, MARK WILLIAM | CHIEF FINANCIAL OFFICER/PRINCIPAL FINANCIAL OFFICER/PRINCIPAL OPERATING OFFICER/FINOP | 2630230 |
| HANCOCK, TRISHA BELL | CHIEF COMPLIANCE OFFICER | 4373744 |
| HARRIS, JERRY CLINTON II | DIRECTOR | 3275064 |
| KRAMER, BRIAN KEITH | DIRECTOR | 4132102 |
| MCDONOUGH, JOHN CARLIN | PRESIDENT/CEO/DIRECTOR | 2363299 |
| WISDOM, CRISSIE MCMENNAMY | ANTI-MONEY LAUNDERING COMPLIANCE OFFICER | 2793857 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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