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EL

Elizabeth A. Larson

CRD# 4520132·Registered 2002 - 2024
Previously Registered: Being a previously registered professional could mean that Elizabeth is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Elizabeth A. Larson, who also goes by Elizabeth Larson Dills Mrs., was a registered financial advisor. Elizabeth was a previously registered financial professional and started their career in finance 2002 - 2024. Elizabeth had worked at 1 firm and has passed the SIE, Series 6 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Elizabeth Larson Dills Mrs.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

MFS FUND DISTRIBUTORS, INC.·CRD# 31052
BD
Boston, MA
May 7, 2002 - May 14, 2024

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Current Firm

MF
MFS FUND DISTRIBUTORS, INC.

MFS FUND DISTRIBUTORS, INC. | MFS INVESTOR SERVICES, INC.

CRD#: 31052 / SEC#: 8-45321
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

111 Huntington Avenue, Boston, MA 02199

Mailing Address

111 Huntington Avenue, Boston, MA 02199

Phone Number

(617) 954-5000

Established

Delaware since 10/27/1992

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS FINANCIAL SERVICES COMPANYPARENT COMPANY—
HARDIN, HEIDI WALTERSECRETARY2619251
HUNT, MICHAEL ANDREWCHIEF COMPLIANCE OFFICER4150065
KEENAN, MICHAEL SEANPRESIDENT AND DIRECTOR2324763
KENNEY, SEAN MARTINDIRECTOR AND CHAIRMAN OF THE BOARD4851636
SMELSTOR, JOSEPH JOHN IVTREASURER AND SENIOR GROUP CONTROLLER6247186

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed May 2002About the Series 6 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed May 2004About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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EL
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