WF
Wayne P. Ferbert
ALPHA DNA INVESTMENT MANAGEMENT
Columbia, MD 21045
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CRD#: 4520127
WF
Professional summary
Wayne Patrick Ferbert, who also goes by Wayne Patrick Febert, is a registered financial advisor currently at ALPHA DNA INVESTMENT MANAGEMENT located in Columbia, Maryland.
Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2011. Wayne has worked at 2 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wayne Patrick Febert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
BUY & HEDGE, INVESTMENT RELATED, 8860 COLUMBIA 100 PARKWAY, SUITE 301, COLUMBIA, MD 21045, THE BUSINESS IS A SOFTWARE AND EDUCATION BUSINESS THAT SERVICES ONLINE BROKERAGES AND PROVIDES SOFTWARE AND EDUCATION TO THE END USERS OF ONLINE BROKERAGES, CO-FOUNDER AND CO-MANAGING DIRECTOR, STARTED ON 01/01/2010, SPEND APPROXIMATELY 60 HOURS PER MONTH ON THIS BUSINESS OF WHICH 30 OF THOSE HOURS ARE DURING SECURITIES TRADING HOURS, I CARRY ALL RESPONSIBILITIES FOR THE BUSINESS-MOSTLY THE DESIGN AND DELIVERY OF SOFTWARE AND EDUCATION, THE BUSINESS CURRENTLY HAS NOT CLIENTS AND NO REVENUE.
CRS (Client Relationship Summary) - RIA
Click below to view Wayne Patrick Ferbert's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 4, 2017 - Present
ALPHA DNA INVESTMENT MANAGEMENT
Office #1: 8860 Columbia 100 Parkway Suite 301, Columbia, MD 21045RIA
CRD#: 288198
Columbia, MD
Past
June 6, 2011 - July 14, 2020
ZEGA FINANCIAL, LLC
RIA
CRD#: 156803
COLUMBIA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
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ALPHA DNA INVESTMENT MANAGEMENT
ALPHA DNA INVESTMENT MANAGEMENT | ALPHA DNA INVESTMENT MANAGEMENT LLC
CRD#: 288198 / SEC#: 801-119457
RIA
Registered Investment Advisory firm - (9/14/2020 Approved)Maryland
Registered Investment Advisory firm - (10/2/2020 Terminated)Texas
Registered Investment Advisory firm - (9/15/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(5/4/2017)
IAR
Texas(1/4/2018)
Current Firm
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ALPHA DNA INVESTMENT MANAGEMENT
ALPHA DNA INVESTMENT MANAGEMENT | ALPHA DNA INVESTMENT MANAGEMENT LLC
CRD#: 288198 / SEC#: 801-119457
RIA
Registered Investment Advisory firm - (9/14/2020 Approved)Maryland
Registered Investment Advisory firm - (10/2/2020 Terminated)Texas
Registered Investment Advisory firm - (9/15/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8860 Columbia 100 Parkway Suite 301, Columbia, MD 21045
Mailing Address
Phone number
(443) 288-6444
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (4 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,011 |
| AUM (Assets Under Management) | $ 214,095,296 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
