Kelly A. Pfyffer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelly Ann Pfyffer, who also goes by Kelly Ann Pfyffer Ms., Kelly Reilly, was a registered financial professional .
Kelly is a previously registered financial professional and started their career in finance in 2000. Kelly had worked at 3 firms and has passed the Series 66, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2016 - December 31, 2017
CORNERSTONE WEALTH
March 31, 2014 - November 8, 2017
LPL FINANCIAL LLC
February 29, 2000 - August 27, 2003
BALLENTINE FINN & CO INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CORNERSTONE WEALTH
CRD#: 157935 / SEC#: 801-72561
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
