David Scott Black
CLU®Professional Summary
David Scott Black, CLU®, who also goes by Scott Black, is a registered financial advisor currently at ALLSTATE FINANCIAL SERVICES, LLC located in Madison, Mississippi. David is registered as a RR (Registered Representative) and started their career in finance in 2002. David has worked at 2 firms and has passed the Series 63, SIE and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Scott Black
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RAYMOND JAMES & ASSOCIATES, INC.
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RAYMOND JAMES & ASSOCIATES, INC.
Contact Information
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RAYMOND JAMES & ASSOCIATES, INC.
Disclosures on record.
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RAYMOND JAMES & ASSOCIATES, INC.
Credentials
Years of Experience
16 years registered in the securities industry
Current & Past Employments
Current
Past
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RAYMOND JAMES & ASSOCIATES, INC.
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC | LSA SECURITIES, INC. | LAUGHLIN GROUP ADVISORS, INC. | ALLSTATE FINANCIAL SERVICES, LLC OF DELAWARE | ALLSTATE FINANCIAL SERVICES, LLC D/B/A LSA SECURITIES
Contact Information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508-1380Mailing Address
Po Box 83271, Lincoln, NE 68501-3271Phone Number
(877) 232-2142Established
Delaware since 11/01/1999Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
LargeFINRA licenses (51 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | — |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE, FINOP | 6357880 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | INTERIM PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
Disclosures
Regulatory Event
4Arbitration
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RAYMOND JAMES & ASSOCIATES, INC.
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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RAYMOND JAMES & ASSOCIATES, INC.
State Registrations and Notice Filings
(11/27/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Nov 2017About the Series 6 examSRO Registrations
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RAYMOND JAMES & ASSOCIATES, INC.
CRS (Client Relationship Summary) - BD
Click below to view David Scott Black's CRS (Customer Relationship Summary).
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RAYMOND JAMES & ASSOCIATES, INC.