Brian J. Brunner

WAVERLY ADVISORS

ZIONSVILLE, IN 46077

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CRD#: 4519903

Professional summary

Brian Joseph Brunner, CFP®, who also goes by Brian J. Brunner, is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Zionsville, Indiana.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Brian has worked at 2 firms and has passed the Series 65 and Series 66 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brian J. Brunner

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DRONEDEK CORPORATION SECURE MAILBOX FOR DRONE DELIVERY PASSIVE INVESTOR/ADVISORY BOARD MEMBER SINCE 01/2021

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Brunner's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

October 1, 2024 - Present

WAVERLY ADVISORS, LLC

Office #1: 56 N Main Street, Zionsville, IN 46077

RIA

CRD#: 115332

ZIONSVILLE, IN

Past

December 11, 2009 - December 16, 2024

CENTERPOINT WEALTH MANAGEMENT, LLC

RIA

CRD#: 119656

ZIONSVILLE, IN

Past

February 28, 2003 - December 31, 2008

CENTERPOINT WEALTH MANAGEMENT, LLC

RIA

CRD#: 119656

ZIONSVILLE, IN

Past

November 4, 2002 - December 31, 2002

CENTERPOINT WEALTH MANAGEMENT, LLC

RIA

CRD#: 119656

CARMEL, IN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Indiana
(10/1/2024)

IAR

Texas
(10/1/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/2/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 4/21/1998

Uniform Combined State Law Examination

Current Firm

WAVERLY ADVISORS, LLC

CRD#: 115332 / SEC#: 801-60741

RIA

Registered Investment Advisory firm - (11/30/2001 Approved)

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Contact information

Main Address

600 University Park Place Suite 501, Birmingham, AL 35209

Mailing Address

Phone number

(205) 871-3334

Established

Firm type

Fiscal year end

# of Employees

371

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WAVERLY - ADV PART 2A BROCHURE (11/21/2025)

Regulatory assets under management

Total Number of Accounts	34,313
AUM (Assets Under Management)	$ 28,263,743,199

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
02/27/2025	Cover Page	Report
02/16/2024	Cover Page	Report
06/15/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian J. Brunner

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Joseph Brunner's CRS (Customer Relationship Summary).

Certified licenses

Experience

WAVERLY ADVISORS, LLC

CENTERPOINT WEALTH MANAGEMENT, LLC

CENTERPOINT WEALTH MANAGEMENT, LLC

CENTERPOINT WEALTH MANAGEMENT, LLC

Primary Firm SEC Registration

WAVERLY ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/2/2001

Series 66

Date: 4/21/1998

Current Firm

WAVERLY ADVISORS, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WAVERLY ADVISORS, LLC

TRUST BUT VERIFY

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