Nicholas A. Loskocinski
Professional summary
Nicholas Alexander Loskocinski was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Nicholas is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Nicholas had worked at 6 firms, which includes VFINANCE INVESTMENTS INC, WINDSOR STREET CAPITAL LP, PHD CAPITAL, THINKEQUITY LLC, NATIONAL SECURITIES CORPORATION, THOMAS FLETCHER & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2008 - April 7, 2008
VFINANCE INVESTMENTS, INC
January 30, 2008 - March 6, 2008
WINDSOR STREET CAPITAL, LP
January 8, 2008 - January 28, 2008
PHD CAPITAL
September 19, 2007 - December 7, 2007
THINKEQUITY LLC
October 30, 2002 - October 11, 2007
NATIONAL SECURITIES CORPORATION
August 5, 2002 - April 14, 2004
THOMAS FLETCHER & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
VFINANCE INVESTMENTS, INC
CRD#: 44962 / SEC#: , 8-50898
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| VFINANCE INVESTMENTS HOLDINGS | SHAREHOLDER | |
| GROENEVELD, WILLIAM LAWRENCE | HEAD TRADER, PRESIDENT, CEO | 2127534 |
| GROENEVELD, WILLIAM LAWRENCE | DIRECTOR | 2127534 |
| JOHNSON, KAY ALISON | CCO | 1583193 |
| KNOPF, FRED N | GENERAL COUNSEL | 6390806 |
| MULLEN, MICHAEL ANTHONY | DIRECTOR | 1428116 |
| WATSON, NATALIA TOVAR | FINOP/CFO | 4782735 |
Disclosures
| Regulatory Event | 27 |
| Arbitration | 6 |
Red Flags
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