Stephen A. Greco

PANDORA WEALTH

OAKBROOK TERRACE, IL 60181

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CRD#: 4519638

Professional summary

Stephen Albert Greco is a registered financial advisor currently at PANDORA WEALTH, INC. located in Oakbrook Terrace, Illinois.

Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Stephen has worked at 10 firms and has passed the Series 65, Series 66, Series 7, Series 24, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Albert Greco's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 17, 2024 - Present

PANDORA WEALTH, INC.

Office #1: 1 Mid America Plaza Floor 3, Oakbrook Terrace, IL 60181

RIA

CRD#: 331816

OAKBROOK TERRACE, IL

Past

May 8, 2017 - November 22, 2024

SPOTLIGHT ASSET GROUP

RIA

CRD#: 288076

Oakbrook Terrace, IL

Past

September 24, 2013 - March 3, 2017

CREATIVE PLANNING

RIA

CRD#: 105348

LEMONT, IL

Past

April 5, 2011 - November 13, 2013

WEALTHQUEST CORPORATION

RIA

CRD#: 141473

CINCINNATI, OH

Past

May 17, 2006 - April 21, 2011

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 111514

CHICAGO, IL

Past

December 10, 2004 - April 21, 2011

TD AMERITRADE, INC.

RIA

CRD#: 7870

CHICAGO, IL

Past

December 9, 2004 - April 21, 2011

TD AMERITRADE, INC.

CRD#: 7870

CHICAGO, IL

Past

March 9, 2004 - December 8, 2004

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

CLAYTON, MO

Past

February 10, 2004 - December 8, 2004

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

October 11, 2002 - November 25, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

LADUE, MO

Past

October 11, 2002 - November 25, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

May 15, 2002 - September 18, 2002

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

May 15, 2002 - September 18, 2002

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PANDORA WEALTH, INC.

CRD#: 331816 / SEC#: 801-130622

RIA

Registered Investment Advisory firm - (7/5/2024 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Illinois
(7/17/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 5/25/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/14/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/26/2010

General Securities Principal Examination

Principal/Supervisory Exam

Series 10

Date: 8/15/2005

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 7/20/2005

General Securities Sales Supervisor - Options Module Examination

Current Firm

PANDORA WEALTH, INC.

CRD#: 331816 / SEC#: 801-130622

RIA

Registered Investment Advisory firm - (7/5/2024 Approved)

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Contact information

Main Address

1 Mid America Plaza Floor 3, Oakbrook Terrace, IL 60181

Mailing Address

Phone number

(630) 230-6841

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIRM DISCLOSURE BROCHURE (3/30/2025)

Regulatory assets under management

Total Number of Accounts	453
AUM (Assets Under Management)	$ 236,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Stephen A. Greco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Albert Greco's CRS (Customer Relationship Summary).

Certified licenses

Experience

SPOTLIGHT ASSET GROUP

CREATIVE PLANNING

WEALTHQUEST CORPORATION

TD AMERITRADE INVESTMENT MANAGEMENT, LLC

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

PANDORA WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/2011

Series 66

Date: 5/25/2002

Series 7

Date: 5/14/2002

Series 24

Date: 2/26/2010

Series 10

Date: 8/15/2005

Series 9

Date: 7/20/2005

Current Firm

PANDORA WEALTH, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PANDORA WEALTH, INC.

TRUST BUT VERIFY

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