Ann M. Dagg

CADENT CAPITAL ADVISORS

Oklahoma City, OK 73134

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CRD#: 4519312

Professional summary

Ann Molloy Dagg, AIF®, who also goes by Ann Molloy Ewers, Ann E Molloy, is a registered financial advisor currently at CADENT CAPITAL ADVISORS, LLC located in Oklahoma City, Oklahoma.

Ann is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Ann has worked at 4 firms and has passed the Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ann Molloy Ewers | Ann E Molloy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) REDBIRD ASSOCIATES, LLC; NOT INVESTMENT RELATED; 16832 HALBROOKE RD, EDMOND OK 73012; REAL ESTATE INVESTMENT PROPERTY; CEO; 01/2018; 1-2 HOURS/MONTH; 0 HOURS/MONTH DURING SECURITIES HOURS; REPRESENTATIVE OF THE LLC FOR REAL ESTATE INVESTMENT PURPOSES; ANY OTHER ACTIVITIES AS NEEDED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Molloy Dagg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

January 22, 2014 - Present

CADENT CAPITAL ADVISORS, LLC

Office #1: 14528 Bogert Parkway, Oklahoma City, OK 73134

RIA

CRD#: 169704

Oklahoma City, OK

Past

January 16, 2014 - August 20, 2021

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

OKLAHOMA CITY, OK

Past

May 1, 2009 - February 10, 2014

ARVEST WEALTH MANAGEMENT

RIA

CRD#: 42057

OKLAHOMA CITY, OK

Past

May 1, 2009 - February 10, 2014

ARVEST WEALTH MANAGEMENT

CRD#: 42057

OKLAHOMA CITY, OK

Past

June 6, 2002 - May 5, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

OKLAHOMA CITY, OK

Past

May 3, 2002 - May 5, 2009

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

OKLAHOMA CITY, OK

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CADENT CAPITAL ADVISORS, LLC

CADENCE CAPITAL MANAGEMENT, LLC | MOOBERRY, PHILIP A. | CADENT CAPITAL ADVISORS, LLC

CRD#: 169704 / SEC#: 801-78860

RIA

Registered Investment Advisory firm - (12/2/2013 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oklahoma
(1/22/2014)

IAR

Texas
(3/14/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/29/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 10/1/2022

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 6/4/2004

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/2/2002

General Securities Representative Examination

Current Firm

CADENT CAPITAL ADVISORS, LLC

CADENCE CAPITAL MANAGEMENT, LLC | MOOBERRY, PHILIP A. | CADENT CAPITAL ADVISORS, LLC

CRD#: 169704 / SEC#: 801-78860

RIA

Registered Investment Advisory firm - (12/2/2013 Approved)

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Contact information

Main Address

4525 East 91st Street, Tulsa, OK 74137

Mailing Address

Phone number

(918) 935-3450

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (10 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CADENT CAPITAL MANAGEMENT, LLC (7/7/2025)

Regulatory assets under management

Total Number of Accounts	1,315
AUM (Assets Under Management)	$ 651,008,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Ann M. Dagg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ann Molloy Dagg's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

ARVEST WEALTH MANAGEMENT

ARVEST WEALTH MANAGEMENT

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

CADENT CAPITAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/29/2002

Series 7TO

Date: 10/1/2022

SIE

Date: 10/1/2018

Series 31

Date: 6/4/2004

Series 7

Date: 5/2/2002

Current Firm

CADENT CAPITAL ADVISORS, LLC

Contact information

SEC notice filing (10 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CADENT CAPITAL ADVISORS, LLC

TRUST BUT VERIFY

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