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CM

Christopher J. Marnelego

Some features on this profile are disabled
CRD#: 4519174
CM

Professional summary

Christopher Joseph Marnelego was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.

Christopher is a previously registered financial professional and started their career in finance in 2002. Prior to being barred, Christopher had worked at 10 firms, which includes FIRST STANDARD FINANCIAL COMPANY LLC, MERRIMAN CAPITAL INC., WINDSOR STREET CAPITAL LP, BUCKMAN BUCKMAN & REID INC., MERCER CAPITAL LTD., J.P. TURNER & COMPANY L.L.C., GUNNALLEN FINANCIAL INC, SAMCO FINANCIAL SERVICES INC., VFINANCE INVESTMENTS INC, JOSEPH STEVENS & CO. INC..

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

October 28, 2015 - November 30, 2016

FIRST STANDARD FINANCIAL COMPANY LLC

BD
CRD#: 168340
STATEN ISLAND, NY
Past

July 23, 2013 - October 30, 2015

MERRIMAN CAPITAL, INC.

BD
CRD#: 18296
NEW YORK, NY
Past

October 3, 2012 - July 22, 2013

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY
Past

January 15, 2010 - October 3, 2012

BUCKMAN, BUCKMAN & REID, INC.

BD
CRD#: 23407
NEW YORK, NY
Past

May 21, 2007 - January 14, 2010

MERCER CAPITAL LTD.

BD
CRD#: 104012
NEW YORK, NY
Past

August 1, 2006 - May 21, 2007

J.P. TURNER & COMPANY, L.L.C.

BD
CRD#: 43177
STATEN ISLAND, NY
Past

March 3, 2006 - August 1, 2006

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
STATEN ISLAND, NY
Past

January 3, 2006 - February 27, 2006

SAMCO FINANCIAL SERVICES, INC.

BD
CRD#: 30108
STATEN ISLAND, NY
Past

July 11, 2005 - January 5, 2006

VFINANCE INVESTMENTS, INC

BD
CRD#: 44962
BOCA RATON, FL
Past

July 20, 2004 - July 18, 2005

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

September 19, 2002 - August 3, 2004

JOSEPH STEVENS & CO., INC.

BD
CRD#: 35459
BROOKLYN, NY
Past

May 23, 2002 - September 18, 2002

WINDSOR STREET CAPITAL, LP

BD
CRD#: 34171
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 5/15/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 11/30/2016
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/17/2002
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/21/2005
General Securities Principal Examination

Current Firm

FS
FIRST STANDARD FINANCIAL COMPANY LLC
FIRST STANDARD FINANCIAL COMPANY LLC

CRD#: 168340 / SEC#: , 8-69300

BD
Terminated by SEC on 01/04/2020
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Contact information

Main Address
Mailing Address
Phone number
Established
New York since 03/19/2013
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CARL STANDARD AND CO. HOLDINGS LLCDIRECT OWNER

Disclosures

Regulatory Event4
Civil Event1
Arbitration1

Red Flags

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Company Information

FIRST STANDARD FINANCIAL COMPANY LLC

CRD#: 168340

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