Sarah C. Bevins

MONEY CONCEPTS CAPITAL CORP

BREMERTON, WA

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CRD#: 4518960

Professional summary

Sarah C Bevins, who also goes by Sarah C Bevins, Sarah C. Bevins, Sarah Bevins, is a registered financial advisor currently at MONEY CONCEPTS CAPITAL CORP located in Bremerton, Washington.

Sarah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Sarah has worked at 7 firms and has passed the Series 66, SIE, Series 3, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Sarah C Bevins | Sarah C. Bevins | Sarah Bevins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. NorthPoint Tax, Wealth & Business Advisory, LLP , INC; 100% OF TIME SPENT;EMPLOYEE; STARTED 08/2020

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah C Bevins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Sarah C Bevins's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 17, 2020 - Present

MONEY CONCEPTS CAPITAL CORP

Office #2: 915 West Imperial Hwy Ste. 120, Brea, CA 92821-3850

RIA

CRD#: 12963

BREMERTON, WA

Current

September 17, 2020 - Present

MONEY CONCEPTS CAPITAL CORP

Office #2: 915 West Imperial Hwy Ste. 120, Brea, CA 92821-3850

RIA

CRD#: 12963

BREMERTON, WA

Past

November 1, 2017 - August 21, 2020

CETERA WEALTH SERVICES, LLC

CRD#: 13572

ORANGE, CA

Past

July 14, 2015 - August 13, 2020

BW & ASSOCIATES, INC.

RIA

CRD#: 116471

ORANGE, CA

Past

June 8, 2015 - November 1, 2017

GIRARD SECURITIES, INC.

CRD#: 18697

ORANGE, CA

Past

June 15, 2010 - February 26, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

SANTA ANA, CA

Past

June 9, 2010 - February 26, 2015

LPL FINANCIAL LLC

CRD#: 6413

SANTA ANA, CA

Past

January 15, 2008 - May 6, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

IRVINE, CA

Past

January 15, 2008 - May 6, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

IRVINE, CA

Past

September 15, 2006 - January 14, 2008

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SALT LAKE CITY, UT

Past

September 14, 2006 - January 14, 2008

UBS FINANCIAL SERVICES INC.

CRD#: 8174

SALT LAKE CITY, UT

Past

September 10, 2004 - September 26, 2006

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

SALT LAKE CITY, UT

Past

September 7, 2004 - September 26, 2006

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

SALT LAKE CITY, UT

Past

August 5, 2002 - September 13, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

SALT LAKE CITY, UT

Past

July 10, 2002 - September 13, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

MONEY CONCEPTS CAPITAL CORP

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA

Registered Investment Advisory firm - SEC (10/7/1991 Approved)

Virgin Islands

Registered Investment Advisory firm - SEC (10/28/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/17/2020)

Washington
(11/21/2024)

IAR

Washington
(11/21/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/18/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 11/7/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 4/19/2002

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 4/17/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 3/8/2003

General Securities Sales Supervisor - Options Module Examination

SRO Registrations

FINRA

Current Firm

MONEY CONCEPTS CAPITAL CORP

INTERNATIONAL FINANCIAL SERVICES CAPITAL CORPORATION | MONEY CONCEPTS CAPITAL CORP | MONEY CONCEPTS ADVISORY SERVICE

CRD#: 12963 / SEC#: 801-39736, 8-29671

RIA

Registered Investment Advisory firm - SEC (10/7/1991 Approved)

Virgin Islands

Registered Investment Advisory firm - SEC (10/28/2020 Approved)

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

11440 Jog Road, Palm Beach Gardens, FL 33418

Mailing Address

11440 North Jog Road, Palm Beach Gardens, FL 33418-3764

Phone number

(561) 472-2000

Established

Florida since 06/23/1982

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

431

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

MONEY CONCEPTS ADVISORY SERVICE FORM ADV PART 2A (3/20/2025)

Direct owners and executive officers

Name	Position	CRD#
MONEY CONCEPTS INTERNATIONAL, INC	OWNS 100% OF MONEY CONCEPTS CAPITAL CORP.
BARNETT, CHERYL MORRIS	VICE PRESIDENT \| COMPLIANCE OFFICER	1795785
MATOS, LIZA MARIA	VICE PRESIDENT \| COMPLIANCE OFFICER	4371969
RITTMAN, BARRY RICHARD	VICE PRESIDENT \| CHIEF FINANCIAL OFFICER	1997994
WALSH, DENIS STEPHEN	PRESIDENT \| CHIEF EXECUTIVE OFFICER	1124278
WALSH, JAMES EDWARD	VICE PRESIDENT \| ADVERTISING AND COMMUNICATIONS	2275368
WALSH, MARY THERESE	SR VICE PRESIDENT \| CHIEF COMPLIANCE OFFICER	2829444

Regulatory assets under management

Total Number of Accounts	14,898
AUM (Assets Under Management)	$ 3,328,625,395

Disclosures

Regulatory Event	8
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Sarah C. Bevins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Sarah C Bevins's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Sarah C Bevins's CRS (Customer Relationship Summary).

Certified licenses

Experience

MONEY CONCEPTS CAPITAL CORP

CETERA WEALTH SERVICES, LLC

BW & ASSOCIATES, INC.

GIRARD SECURITIES, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

Primary Firm SEC Registration

MONEY CONCEPTS CAPITAL CORP

State Registrations and Notice Filings

Exams

Series 66

Date: 6/18/2002

SIE

Date: 10/1/2018

Series 3

Date: 11/7/2002

Series 7

Date: 4/19/2002

Series 10

Date: 4/17/2003

Series 9

Date: 3/8/2003

FINRA

Current Firm

MONEY CONCEPTS CAPITAL CORP

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

MONEY CONCEPTS CAPITAL CORP

TRUST BUT VERIFY

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