William B. Hurt
Professional summary
William B Hurt, who also goes by Bill Hurt, William Hurt, is a registered financial advisor currently at NORTHERN TRUST INVESTMENTS, INCORPORATED located in Chicago, Illinois and NORTHERN TRUST SECURITIES, INC. located in Chicago, Illinois.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. William has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William B Hurt's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 9, 2021 - Present
NORTHERN TRUST INVESTMENTS, INCORPORATED
Office #1: 181 W. Madison, Chicago, IL 60603June 3, 2021 - Present
NORTHERN TRUST SECURITIES, INC.
Office #1: 181 West Madison, Chicago, IL 60675March 6, 2020 - April 27, 2021
FORESIDE FUND SERVICES, LLC
October 11, 2011 - October 8, 2019
NORTHERN TRUST SECURITIES, INC.
August 22, 2011 - September 28, 2011
INVESCO ADVISERS, INC.
June 1, 2010 - September 28, 2011
INVESCO DISTRIBUTORS, INC.
October 24, 2005 - June 1, 2010
INVESCO CAPITAL MARKETS, INC.
June 12, 2002 - October 12, 2005
DWS DISTRIBUTORS, INC.
Primary Firm SEC Registration
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
NORTHERN TRUST INVESTMENTS, INCORPORATED
CRD#: 105780 / SEC#: 801-33358
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 41,475 |
| AUM (Assets Under Management) | $ 1,114,770,223,733 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/27/2025 | ||
| 09/27/2024 | ||
| 08/24/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
