Luke A. Ottinger

SOUND FINANCIAL SOLUTIONS LLC

Melbourne, FL 32901

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CRD#: 4518833

Professional summary

Luke Anthony Ottinger, who also goes by Luke A. Ottinger, is a registered financial advisor currently at SOUND FINANCIAL SOLUTIONS LLC located in Melbourne, Florida.

Luke is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Luke has worked at 6 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Luke A. Ottinger

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Director of Minuteman Printery, Inc. A family owned printing business. Zero hours worked and no compensation derived from this position. For beneficiary purposes only.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Anthony Ottinger's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2013 - Present

SOUND FINANCIAL SOLUTIONS LLC

Office #1: 1900 S. Harbor City Blvd, Suite 305, Melbourne, FL 32901

RIA

CRD#: 168588

Melbourne, FL

Past

December 7, 2012 - October 23, 2013

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

MELBOURNE, FL

Past

December 7, 2012 - October 23, 2013

SECURITIES AMERICA, INC.

CRD#: 10205

MELBOURNE, FL

Past

April 15, 2005 - December 31, 2012

INVESTORS SECURITY COMPANY, INC.

RIA

CRD#: 2331

MELBOURNE, FL

Past

April 4, 2005 - December 7, 2012

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

MELBOURNE, FL

Past

April 23, 2003 - March 21, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

MELBOURNE, FL

Past

April 21, 2003 - March 21, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

August 6, 2002 - April 16, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

INDIALANTIC, FL

Past

May 31, 2002 - April 16, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/18/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/1/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/26/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 7/3/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/30/2002

General Securities Representative Examination

Current Firm

SOUND FINANCIAL SOLUTIONS LLC

CLARK JR., ROBERT J | SOUND FINANCIAL SOLUTIONS LLC. | SOUND FINANCIAL SOLUTIONS LLC

CRD#: 168588 / SEC#:

Florida

Registered Investment Advisory firm - (12/18/2013 Approved)

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Contact information

Main Address

1900 S. Harbor City Blvd, Suite 305, Melbourne, FL 32901

Mailing Address

Phone number

(321) 984-2152

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	151
AUM (Assets Under Management)	$ 15,793,001

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Luke A. Ottinger

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Luke Anthony Ottinger's CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

INVESTORS SECURITY COMPANY, INC.

INVESTORS SECURITY COMPANY, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 8/1/2002

Series 63

Date: 7/26/2002

Series 31

Date: 7/3/2002

Series 7

Date: 5/30/2002

Current Firm

SOUND FINANCIAL SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUND FINANCIAL SOLUTIONS LLC

TRUST BUT VERIFY

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