Robert J. Clark

SOUND FINANCIAL SOLUTIONS LLC

Melbourne, FL 32901

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CRD#: 4518828

Professional summary

Robert Joseph Clark JR. is a registered financial advisor currently at SOUND FINANCIAL SOLUTIONS LLC located in Melbourne, Florida.

Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Robert has worked at 6 firms and has passed the Series 66, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Clark JR.'s CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2013 - Present

SOUND FINANCIAL SOLUTIONS LLC

Office #1: 1900 S. Harbor City Blvd, Suite 305, Melbourne, FL 32901

RIA

CRD#: 168588

Melbourne, FL

Past

December 7, 2012 - October 23, 2013

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

MELBOURNE, FL

Past

December 7, 2012 - October 23, 2013

SECURITIES AMERICA, INC.

CRD#: 10205

MELBOURNE, FL

Past

April 15, 2005 - December 31, 2012

INVESTORS SECURITY COMPANY, INC.

RIA

CRD#: 2331

MELBOURNE, FL

Past

April 4, 2005 - December 7, 2012

INVESTORS SECURITY COMPANY, INC.

CRD#: 2331

MELBOURNE, FL

Past

April 16, 2003 - March 21, 2005

LPL FINANCIAL LLC

RIA

CRD#: 6413

MELBOURNE, FL

Past

April 10, 2003 - March 21, 2005

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

July 19, 2002 - April 1, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

INDIALANTIC, FL

Past

May 31, 2002 - April 1, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/18/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/3/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 31

Date: 7/3/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/30/2002

General Securities Representative Examination

Current Firm

SOUND FINANCIAL SOLUTIONS LLC

CLARK JR., ROBERT J | SOUND FINANCIAL SOLUTIONS LLC. | SOUND FINANCIAL SOLUTIONS LLC

CRD#: 168588 / SEC#:

Florida

Registered Investment Advisory firm - (12/18/2013 Approved)

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Contact information

Main Address

1900 S. Harbor City Blvd, Suite 305, Melbourne, FL 32901

Mailing Address

Phone number

(321) 984-2152

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	151
AUM (Assets Under Management)	$ 15,793,001

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robert J. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robert Joseph Clark JR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

INVESTORS SECURITY COMPANY, INC.

INVESTORS SECURITY COMPANY, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 7/3/2002

Series 31

Date: 7/3/2002

Series 7

Date: 5/30/2002

Current Firm

SOUND FINANCIAL SOLUTIONS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SOUND FINANCIAL SOLUTIONS LLC

TRUST BUT VERIFY

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