William S. Korab

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CRD#: 4518811

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

William Steven Korab was a registered financial professional .

William is a previously registered financial professional and started their career in finance in 2002. William had worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

INDEPENDENT INSURANCE AGENT POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/1998 ADDRESS: , Fort Myers FL , United States DESCRIPTION: Agent/Broker OMNI FINANCIAL SERVICES OF LEE COUNTY INC POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 35 START DATE: 02/01/2017 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: Omni Financial Services of Lee County Inc., is our DBA for our business relationship with Securian OMNI RESOURCE GROUP OF SW FLORIDA LLC POSITION: Agent/Broker NATURE: Consultant INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 02/01/2017 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: I may at times refer business owners to Omni Resource Group for business management consulting services. I may at times sell fixed insurance products that are not required to be sold through Securian. THE CONTINUING EDUCATION ACADEMY POSITION: Participant NATURE: Trainer/Teacher INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2017 ADDRESS: 12610 New Brittany Blvd, Fort Myers FL 33907, United States DESCRIPTION: I will be participating in continuing seminars to help prospect for ML/SFS clients/business

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CRD#: 7556

PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 5/21/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/1/2002

General Securities Representative Examination

Current Firm

SECURIAN FINANCIAL SERVICES, INC.

ASCEND FINANCIAL SERVICES, INC. | SECURIAN FINANCIAL SERVICES, INC. | MIMLIC SALES CORPORATION

CRD#: 15296 / SEC#: 801-45152, 8-31955

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

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Contact information

Main Address

400 Robert Street North, St Paul, MN 55101-2098

Mailing Address

400 Robert Street North, St. Paul, MN 55101-2098

Phone number

(651) 665-1233

Established

Minnesota since 03/27/1984

Firm type

Corporation

Fiscal year end

December

Firm Size

Medium

# of Employees

1,750

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

2023-3-22 SECURIAN ONE WRAP FEE PROGRAM BROCHURE (3/22/2023)

2023-3-22 SECURIAN SPECTRUM ADVISOR PLUS WRAP FEE PROGRAM BROCHURE (3/22/2023)

2023-3-22 SECURIAN SPECTRUM ADVISOR WRAP FEE PROGRAM (3/22/2023)

2023-3-22 SECURIAN FREEDOM WRAP FEE PROGRAM BROCHURE W 2B (3/22/2023)

2023-3-22 SFS FIRM BROCHURE (3/22/2023)

2023-3-22 PORTFOLIO SOLUTIONS I WRAP FEE PROGRAM (3/22/2023)

2023-3-22 SELECT BROCHURE (3/22/2023)

Direct owners and executive officers

Name	Position	CRD#
SECURIAN FINANCIAL GROUP, INC.	100% SHAREHOLDER
CARPENTER, KIMBERLY KAY	MEMBER OF BOARD OF DIRECTORS, CHIEF EXECUTIVE OFFICER & PRESIDENT, CHIEF COMPLIANCE OFFICER, ANTI-MONEY LAUNDERING COMPLIANCE OF	4266541
FERGUSON, KRISTIN MARY	MEMBER OF BOARD OF DIRECTORS, VICE PRESIDENT, CHIEF FINANCIAL OFFICER, TREASURER, FINOP, & PRINCIPAL OPERATIONS OFFICER	6895121
MONTZ, RENEE DENISE	MEMBER OF BOARD OF DIRECTORS	6014640
OBRIEN, KERI SUE	SECRETARY	6821352

Regulatory assets under management

Total Number of Accounts	76,075
AUM (Assets Under Management)	$ 20,684,796,225

Disclosures

Regulatory Event	10
Arbitration	3
Bond	10

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
01/30/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William S. Korab

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

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AMERIPRISE ADVISOR SERVICES, INC.

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State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2002

SIE

Date: 10/1/2018

Series 31

Date: 5/21/2002

Series 7

Date: 5/1/2002

Current Firm

SECURIAN FINANCIAL SERVICES, INC.

Contact information

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

SECURIAN FINANCIAL SERVICES, INC.

TRUST BUT VERIFY

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