Kevin D. Sheldahl

APPIAN WAY FINANCIAL

PASADENA, CA 91101

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CRD#: 4518489

Professional summary

Kevin Doane Sheldahl, CFP®, who also goes by Kevin D Sheldahl, Kevin D. Sheldahl, Kevin Sheldahl, is a registered financial advisor currently at APPIAN WAY FINANCIAL located in Pasadena, California.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Kevin has worked at 10 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin D Sheldahl | Kevin D. Sheldahl | Kevin Sheldahl

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2010-PRESENT: INSURANCE AGENT/INSURANCE RELATED/PASADENA, CA/AGENT/UNAFFILIATED CARRIERS/MAY INVOLVE UP TO 10% OF TIME INCLUDING DURING TRADITIONAL MARKET HOURS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Doane Sheldahl's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

July 25, 2013 - Present

APPIAN WAY FINANCIAL

Office #1: 680 E Colorado Blvd Ste 180, Pasadena, CA 91101

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

APPIAN WAY FINANCIAL

APPIAN WAY FINANCIAL | SHELDAHL, KEVIN DOANE | KEVIN D. SHELDAHL,CFP® | APPIAN WAY FINANCIAL LLC

CRD#: 168109 / SEC#: 801-131263

RIA

Registered Investment Advisory firm - (10/10/2024 Approved)

California

Registered Investment Advisory firm - (11/10/2024 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(7/25/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/22/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 4/25/2002

General Securities Representative Examination

Current Firm

APPIAN WAY FINANCIAL

APPIAN WAY FINANCIAL | SHELDAHL, KEVIN DOANE | KEVIN D. SHELDAHL,CFP® | APPIAN WAY FINANCIAL LLC

CRD#: 168109 / SEC#: 801-131263

RIA

Registered Investment Advisory firm - (10/10/2024 Approved)

California

Registered Investment Advisory firm - (11/10/2024 Terminated)

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Contact information

Main Address

680 E Colorado Blvd Ste 180, Pasadena, CA 91101

Mailing Address

Phone number

(626) 210-2660

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

APPIAN WAY FINANCIAL FORM ADV PART 2A - 20250210 SEC (3/15/2025)

Regulatory assets under management

Total Number of Accounts	301
AUM (Assets Under Management)	$ 123,693,132

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin D. Sheldahl

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Doane Sheldahl's CRS (Customer Relationship Summary).

Certified licenses

Experience

UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER

BRIDGE ADVISORY LLC

NRP FINANCIAL, INC.

PENSION ARCHITECTS ADVISORY GROUP, LLC

OSAIC SERVICES, INC.

PENNIALL & ASSOCIATES, INC.

SUNAMERICA SECURITIES, INC.

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

APPIAN WAY FINANCIAL

State Registrations and Notice Filings

Exams

Series 66

Date: 5/22/2002

Series 7

Date: 4/25/2002

Current Firm

APPIAN WAY FINANCIAL

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

APPIAN WAY FINANCIAL

TRUST BUT VERIFY

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