Nivedita '. Persaud

TRANSITION PLANNING & GUIDANCE

Sandy Springs, GA

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CRD#: 4518325

Professional summary

Nivedita 'nmi' Persaud, CFP®, who also goes by Niv Persaud, Nivedita Persaud, Niv Persaud Smith, Nivedita Persaud Smith, is a registered financial advisor currently at TRANSITION PLANNING & GUIDANCE, LLC located in Sandy Springs, Georgia.

Nivedita is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Nivedita has worked at 2 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Niv Persaud | Nivedita Persaud | Niv Persaud Smith | Nivedita Persaud Smith

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Niv is also a Founder of Pistevo, LLC, a firm which provides personal and professional consulting to help clients achieve their goals. This firm promotes the 5 P's of Life Concept(Personal Relationships, Personal Finance, Profession, Peace of Mind, and Physical Health)to help clients define what they want from life. Niv is also a Personal Financial Consultant with Zeiders Enterprises, Inc. In this role, she conducts seminars from time to time at military bases as a way to show her support for those who serve in the military. Niv does not manage assets, sell investment products, or accept compensation for referrals in either of the above outside business activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nivedita 'nmi' Persaud's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

August 13, 2013 - Present

TRANSITION PLANNING & GUIDANCE, LLC

RIA

CRD#: 167866

Sandy Springs, GA

Past

June 15, 2002 - April 27, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

ATLANTA, GA

Past

May 22, 2002 - April 27, 2005

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Georgia
(8/13/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/5/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 5/21/2002

General Securities Representative Examination

Current Firm

TRANSITION PLANNING & GUIDANCE, LLC

TRANSITION PLANNING & GUIDANCE, LLC | TRANSITIONPG

CRD#: 167866 / SEC#:

Georgia

Registered Investment Advisory firm - (8/12/2013 Approved)

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Contact information

Main Address

Sandy Springs, GA

Mailing Address

4780 Ashford Dunwoody Rd., Ste 540223, Atlanta, GA 30338

Phone number

(404) 919-9518

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Nivedita '. Persaud

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Nivedita 'nmi' Persaud's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSITION PLANNING & GUIDANCE, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/5/2002

Series 7

Date: 5/21/2002

Current Firm

TRANSITION PLANNING & GUIDANCE, LLC

Contact information

Documents

Red Flags

Company Information

TRANSITION PLANNING & GUIDANCE, LLC

TRUST BUT VERIFY

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