Michael Thomas Leverty
ChFC®, CLU®Professional Summary
Michael Thomas Leverty, ChFC®, CLU®, who also goes by Michael T Leverty, is a registered financial advisor currently at LEVERTY FINANCIAL GROUP, LLC located in Hudson, Wisconsin. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 2 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 26 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Estate & Legacy Planning
- Financial Planning
Other Aliases
Michael T Leverty
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LPL FINANCIAL LLC
Videos & Posts
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LPL FINANCIAL LLC
Contact Information
Direct
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
Similar Advisors
LPL FINANCIAL LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
AXELHELM CAPITAL MANAGEMENT | LEVERTY FINANCIAL GROUP, LLC | KEENE WEALTH MANAGEMENT | AXELHELM CAPITAL MANAGEMENT, LLC
Contact Information
Main Address
201 2nd Street South, Hudson, WI 54016Phone Number
(715) 377-2080# of Employees
8SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
2,365AUM (Assets Under Management)
$676,836,895Similar Advisors
LPL FINANCIAL LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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LPL FINANCIAL LLC
Primary Firm SEC Registration
AXELHELM CAPITAL MANAGEMENT | LEVERTY FINANCIAL GROUP, LLC | KEENE WEALTH MANAGEMENT | AXELHELM CAPITAL MANAGEMENT, LLC
State Registrations and Notice Filings
(9/16/2020)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Jun 2002About the Series 6 examSeries 26 — Investment Company Products/Variable Contracts Principal Examination
Passed Nov 2005About the Series 26 examSimilar Advisors
LPL FINANCIAL LLC
CRS (Client Relationship Summary) - RIA
Click below to view Michael Thomas Leverty's CRS (Customer Relationship Summary).
Services Offered by Michael
- Estate & Legacy Planning
- Financial Planning
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LPL FINANCIAL LLC
