Chad P. Wilson
Professional summary
Chad Preston Wilson, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Jackson, Tennessee.
Chad is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Chad has worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Chad Preston Wilson's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Chad Preston Wilson's CRS (Customer Relationship Summary).
Certified licenses
Start date: 2005
Experience
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2138 Pleasant Plains Ext., Jackson, TN 38305June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 2138 Pleasant Plains Ext., Jackson, TN 38305December 2, 2019 - June 14, 2024
SECURITIES AMERICA ADVISORS, INC.
November 29, 2019 - June 14, 2024
SECURITIES AMERICA, INC.
June 28, 2018 - December 2, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
June 27, 2018 - December 2, 2019
AMERIPRISE FINANCIAL SERVICES, LLC
August 16, 2007 - September 25, 2018
INVESTMENT PROFESSIONALS, INC.
December 2, 2004 - September 25, 2018
INVESTMENT PROFESSIONALS, INC.
March 5, 2004 - November 12, 2004
AMSOUTH INVESTMENT MANAGEMENT COMPANY LLC
April 30, 2002 - November 4, 2004
AMSOUTH INVESTMENT SERVICES, INC.
Primary Firm SEC Registration
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
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Exams
FINRA
Current Firm
OSAIC WEALTH, INC.
CRD#: 23131 / SEC#: 801-54859, 8-40218
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| OSAIC, INC. | SHAREHOLDER | |
| CORNICK, GREGORY ALLEN | CEO, PRESIDENT, DIRECTOR | 3132991 |
| FORD, ERINN JUNE | DIRECTOR | 2176816 |
| MIHAL, SHAWN MICHAEL | SVP, CHIEF COMPLIANCE OFFICER | 3262384 |
| MITCHELL, CHRISTOPHER MILLS | CORPORATE TREASURER, FINANCIAL PRINCIPAL | 2420144 |
| PRICE, JAMES DALE | CHAIRMAN | 1243224 |
| SCHLUETER, MATTHEW ADAM | EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR | 2627931 |
Regulatory assets under management
| Total Number of Accounts | 797,559 |
| AUM (Assets Under Management) | $ 200,266,275,275 |
Disclosures
| Regulatory Event | 50 |
| Arbitration | 31 |
| Bond | 7 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/14/2025 | ||
| 12/18/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
OSAIC WEALTH, INC.
CRD#: 23131Jackson, TN 38305TRUST BUT VERIFY
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