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Tad G. Fergusson

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CRD#: 4518023
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Tad Gregory Fergusson MR., who also goes by Tad Fergusson, was a registered financial professional .

Tad is a previously registered financial professional and started their career in finance in 2007. Tad had worked at 2 firms .

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Tad Fergusson

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

December 1, 2015 - December 19, 2016

PENSION CONSULTING ALLIANCE, INC.

RIA
CRD#: 143673
PORTLAND, OR
Past

July 15, 2015 - May 14, 2019

PENSION CONSULTING ALLIANCE, LLC

RIA
CRD#: 269864
PORTLAND, OR
Past

November 1, 2007 - December 31, 2012

PENSION CONSULTING ALLIANCE, INC.

RIA
CRD#: 143673
PORTLAND, OR

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


Current Firm


PC
PENSION CONSULTING ALLIANCE, INC.
EMKIN MANAGEMENT CORPORATION | PENSION CONSULTING ALLIANCE, INC.

CRD#: 143673 / SEC#: 801-67820

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Contact information


Main Address
411 Nw Park Avenue Suite 401, Portland, OR 97209-3227
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

ADV PART 2A FIRM BROCHURE (2/23/2016)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PENSION CONSULTING ALLIANCE, INC.

CRD#: 143673

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