Cindi L. Porter-rowe
MADISON AVENUE SECURITIES
Suwanee, GA 30024
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CRD#: 4517682
Professional summary
Cindi Lynn Porter-rowe, CFP®, who also goes by Cindi Lynn Britton, Cindi Lynn Porter, is a registered financial advisor currently at MADISON AVENUE SECURITIES, LLC located in Suwanee, Georgia.
Cindi is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Cindi has worked at 9 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Cindi Lynn Britton | Cindi Lynn Porter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME: TEAMWARC, INC.; INV RELATED:YES; ADDRESS:ALPHARETTA GA; NATURE:FINANCIAL PLANNING AND SELLING OF INSURANCE PRODUCTS ; POSITION:FINANCIAL PLANNER/PRESIDENT; START DATE:;08/15/2008 HOURS/MONTH:100; TRADING HOURS/MONTH:80; DUTIES:MEETING WITH CLIENTS & POTENTIAL CLIENTS. ANALYZING THEIR CURRENT FINANCIAL SITUATION AND GOALS, RECOMMENDING & IMPLEMENTING FINANCIAL PLANS BASED ON COLLECTED INFORMATION. CONTINUOUSLY MONITORING AND REVIEWING THESE PLANS; RECOMMENDING CHANGES WHEN NEEDED. 2) NAME: AILERON INVESTMENT ADVISORS; INV RELATED:YES; ADDRESS:4320 SUWANEE DAM ROAD, SUITE 2600 SUWANEE, GA 30024; NATURE:FINANCIAL PLANNING SERVICES; POSITION:FINANCIAL PLANNER; START DATE:09/2010; HOURS/MONTH:100; TRADING HOURS/MONTH:60; DUTIES:MEETING WITH CLIENTS 7 PROSPECTIVE CLIENTS. ANALYZING THEIR CURRENT FINANCIAL SITUATION AND GOALS, RECOMMENDING FINANCIAL PLANS BASED ON INFORMATION COLLECTED, IMPLEMENTING & MONITORING THESE PLANS AND RECOMMENDING CHANGES WHEN NEEDED.
CRS (Client Relationship Summary) - RIA
Click below to view Cindi Lynn Porter-rowe's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Cindi Lynn Porter-rowe's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
November 28, 2017 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 4320 Suwanee Dam Road Suite 2600, Suwanee, GA 30024RIA
BD
CRD#: 23224
Suwanee, GA
Current
October 17, 2017 - Present
MADISON AVENUE SECURITIES, LLC
Office #1: 4320 Suwanee Dam Road Suite 2600, Suwanee, GA 30024RIA
BD
CRD#: 23224
Suwanee, GA
Past
January 20, 2015 - October 24, 2017
INTEGRATED FINANCIAL PLANNING SERVICES
BD
CRD#: 17935
HEIDELBERG,
Past
April 21, 2008 - October 17, 2017
DEMPSEY LORD SMITH, LLC
BD
CRD#: 141238
SUWANEE, GA
Past
January 3, 2008 - April 23, 2008
LIVINGSTON MONROE CAPITAL GROUP INC.
BD
CRD#: 31228
BOCA RATON, FL
Past
March 23, 2006 - December 31, 2007
WELLSTONE SECURITIES, LLC
BD
CRD#: 121559
CUMMING, GA
Past
October 18, 2005 - March 8, 2006
RESOURCE HORIZONS GROUP LLC
BD
CRD#: 104368
MARIETTA, GA
Past
November 18, 2003 - September 14, 2005
DUNWOODY BROKERAGE SERVICES, INC.
BD
CRD#: 31183
ATLANTA, GA
Past
July 8, 2003 - November 4, 2003
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Past
October 11, 2002 - June 12, 2003
PRIMEX
BD
CRD#: 29394
NEW YORK, NY
Past
April 30, 2002 - April 28, 2003
INTEGRATED FINANCIAL PLANNING SERVICES
BD
CRD#: 17935
HEIDELBERG,
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/26/2018)
RR
Arizona(1/2/2025)
RR
Arkansas(4/1/2020)
RR
California(1/27/2022)
RR
Colorado(10/17/2017)
RR
Florida(10/17/2017)
RR
Georgia(10/17/2017)
IAR
Georgia(11/28/2017)
RR
Idaho(2/14/2025)
RR
Illinois(1/2/2025)
RR
Kansas(1/2/2025)
RR
Kentucky(12/6/2017)
RR
Louisiana(3/23/2022)
RR
Minnesota(2/18/2020)
RR
Mississippi(1/2/2025)
RR
Missouri(3/29/2018)
RR
Nebraska(1/2/2025)
RR
Nevada(1/2/2025)
RR
New Jersey(12/1/2020)
RR
New Mexico(1/2/2025)
RR
North Carolina(8/29/2024)
RR
Ohio(1/17/2020)
RR
Oregon(1/2/2025)
RR
Pennsylvania(4/26/2023)
RR
Tennessee(1/10/2019)
RR
Texas(10/17/2017)
IAR
Texas(11/26/2024)
RR
Virginia(1/27/2021)
RR
Washington(1/2/2025)
RR
Wisconsin(1/2/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
MA
MADISON AVENUE SECURITIES, LLC
ASHLAND SECURITIES, INC. | MADISON AVENUE SECURITIES, LLC | MADISON AVENUE SECURITIES, INC. | MADISON AVENUE SECURITIES
CRD#: 23224 / SEC#: 801-69919, 8-40426
RIA
Registered Investment Advisory firm - SEC (2/24/2009 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information
Main Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Mailing Address
13500 Evening Creek Dr N #555, San Diego, CA 92128
Phone number
(858) 207-1300
Established
Delaware since 05/05/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
93
SEC notice filing (50 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KT EQUITY PARTNERS II, LLC | DIRECT OWNER | |
| CALLANAN, DAVID JAMES | MEMBER | 4237166 |
| FIXSEN, VILAYPHONE | CHIEF OPERATING OFFICER | 4585926 |
| FOSTER, CODY GRANT | MEMBER | 4237075 |
| JENSEN, GAIL MARIE | DEPUTY CHIEF COMPLIANCE OFFICER | 1943705 |
| MCNEES, MARTIN WILLIAM | PRESIDENT | 3168410 |
| METCALFE, INC. | OWNER | |
| PIERSON, MELISSA KAY | CHIEF COMPLIANCE OFFICER | 1685017 |
| SCHENDEL, JENNIFER | MEMBER | 6136948 |
| WOODS, SANDRA ANN | FINOP | 6200533 |
Regulatory assets under management
| Total Number of Accounts | 14,100 |
| AUM (Assets Under Management) | $ 2,038,801,712 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
