Benjamin D. Bretz

TWIN RIVERS ADVISORS

BLACKSTONE, VA 23824

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CRD#: 4517439

Professional summary

Benjamin Douglas Bretz is a registered financial advisor currently at TWIN RIVERS ADVISORS, LLC located in Blackstone, Virginia.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Benjamin has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

2 RENTAL HOUSES: 1000 GREENWAY LN RICHMOND VA 23226 & 6526 W FRANKLIN ST RICHMOND VA 23226, LANDLORD & OWNER, 0-1 HRS PER MO, 0 HRS DURING SCHEDULED WORK TIME, COMP APPROX $4600 PER MO.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Douglas Bretz's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 19, 2022 - Present

TWIN RIVERS ADVISORS, LLC

Office #1: 101 E Broad Street, Blackstone, VA 23824

RIA

CRD#: 310916

BLACKSTONE, VA

Past

January 2, 2013 - October 11, 2016

BB&T SECURITIES, LLC

CRD#: 142785

RICHMOND, VA

Past

September 24, 2002 - January 2, 2013

SCOTT & STRINGFELLOW, LLC

CRD#: 6255

RICHMOND, VA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Virginia
(11/19/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/19/2022

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/9/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/11/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 4/7/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/23/2002

General Securities Representative Examination

Current Firm

TWIN RIVERS ADVISORS, LLC

HHI INVESTMENTS, LLC | TWIN RIVERS TRADING AND INVESTMENT GROUP | TWIN RIVERS ADVISORS, LLC

CRD#: 310916 / SEC#:

Virginia

Registered Investment Advisory firm - (3/24/2022 Approved)

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Contact information

Main Address

101 E Broad Street, Blackstone, VA 23824

Mailing Address

Phone number

(434) 264-3006

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	19
AUM (Assets Under Management)	$ 13,155,450

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin D. Bretz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Douglas Bretz's CRS (Customer Relationship Summary).

Certified licenses

Experience

TWIN RIVERS ADVISORS, LLC

BB&T SECURITIES, LLC

SCOTT & STRINGFELLOW, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/19/2022

Series 63

Date: 6/9/2003

SIE

Date: 10/11/2016

Series 55

Date: 4/7/2004

Series 7

Date: 9/23/2002

Current Firm

TWIN RIVERS ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

TWIN RIVERS ADVISORS, LLC

TRUST BUT VERIFY

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