Benjamin Douglas Bretz
Professional Summary
Benjamin Douglas Bretz is a registered financial advisor currently at TWIN RIVERS ADVISORS, LLC located in Blackstone, Virginia. Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Benjamin has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 55 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
CICLO WEALTH LLC
VANGUARD MARKETING CORPORATION
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
CICLO WEALTH LLC
VANGUARD MARKETING CORPORATION
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
CICLO WEALTH LLC
VANGUARD MARKETING CORPORATION
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
CICLO WEALTH LLC
VANGUARD MARKETING CORPORATION
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
Years of Experience
24 years registered in the securities industry
Current & Past Employments
Current
Past
Similar Advisors
CICLO WEALTH LLC
VANGUARD MARKETING CORPORATION
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
Current Firm
HHI INVESTMENTS, LLC | TWIN RIVERS TRADING AND INVESTMENT GROUP | TWIN RIVERS ADVISORS, LLC
Contact Information
Main Address
101 E Broad Street, Blackstone, VA 23824Phone Number
(434) 264-3006# of Employees
3Documents
Regulatory Assets Under Management
Total Number of Accounts
25AUM (Assets Under Management)
$17,259,801Similar Advisors
CICLO WEALTH LLC
VANGUARD MARKETING CORPORATION
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
CICLO WEALTH LLC
VANGUARD MARKETING CORPORATION
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
(11/19/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Apr 2004Similar Advisors
CICLO WEALTH LLC
VANGUARD MARKETING CORPORATION
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC
CRS (Client Relationship Summary) - RIA
Click below to view Benjamin Douglas Bretz's CRS (Customer Relationship Summary).
Similar Advisors
CICLO WEALTH LLC
VANGUARD MARKETING CORPORATION
NYLIFE SECURITIES LLC
J.P. MORGAN SECURITIES LLC