William R. Avant
Professional summary
William Randolph Avant, who also goes by O'malley Avant, William Randolph Avant, is a registered financial advisor currently at SAOS CAPITAL, LLC located in Mount Pleasant, South Carolina.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. William has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view William Randolph Avant's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 4, 2012 - Present
SAOS CAPITAL, LLC
Office #1: 109 Simmons Street, Mount Pleasant, SC 29464October 15, 2014 - March 29, 2019
KOVACK SECURITIES INC.
January 24, 2012 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
May 4, 2005 - February 3, 2012
LPL FINANCIAL LLC
April 15, 2005 - February 3, 2012
LPL FINANCIAL LLC
May 21, 2002 - April 19, 2005
EDWARD JONES
Primary Firm SEC Registration
SAOS CAPITAL, LLC
CRD#: 159515 / SEC#: 801-72927
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(2/6/2012)
(1/4/2012)
(12/6/2023)
Exams
Current Firm
SAOS CAPITAL, LLC
CRD#: 159515 / SEC#: 801-72927
Contact information
SEC notice filing (11 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,394 |
| AUM (Assets Under Management) | $ 207,724,783 |
Red Flags
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