Pedro S. Segura
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Pedro Sergio Jr. Segura, who also goes by Pete Segura, was a registered financial professional .
Pedro is a previously registered financial professional and started their career in finance in 2009. Pedro had worked at 7 firms and has passed the Series 63, SIE and Series 22 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2016 - August 22, 2016
REEF SECURITIES, INC.
May 21, 2012 - January 7, 2016
DOUGLAS SCOTT SECURITIES, INC.
September 28, 2011 - May 21, 2012
SOURCE CAPITAL GROUP, INC.
March 22, 2011 - August 31, 2011
TITUS FINANCIAL, INCORPORATED
September 10, 2010 - November 3, 2010
TEXAS E&P PARTNERS, INC.
December 3, 2009 - August 4, 2010
DBA THE DELTA COMPANY
April 27, 2009 - November 30, 2009
GENERATIONAL CAPITAL MARKETS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
REEF SECURITIES, INC.
CRD#: 31951 / SEC#: , 8-45583
Contact information
FINRA licenses (32 States and Territories)
Disclosures
| Regulatory Event | 8 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
