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DU

Dwaine E. Unruh

SHARE FINANCIAL SERVICES
DALLAS, TX 75248
Some features on this profile are disabled
CRD#: 451720
DU

Professional summary

Dwaine Edwin Unruh is a registered financial professional currently at SHARE FINANCIAL SERVICES, INC. located in Dallas, Texas.

Dwaine is registered as a RR (Registered Representative) and started their career in finance in 1970. Dwaine has worked at 7 firms and has passed the Series 63, Series 79TO, Series 7TO, Series 99TO, SIE, Series 1 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Dwaine Edwin Unruh's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

April 8, 2024 - Present

SHARE FINANCIAL SERVICES, INC.

Office #1: 16475 North Dallas Parkway, Suite 345, Dallas, TX 75248
BD
CRD#: 11226
DALLAS, TX
Past

January 2, 2018 - December 31, 2023

SHARE FINANCIAL SERVICES, INC.

BD
CRD#: 11226
ADDISON, TX
Past

March 5, 2012 - December 31, 2017

SECURITY CHURCH FINANCE, INC.

BD
CRD#: 11224
HOUSTON, TX
Past

December 15, 1989 - March 1, 2012

COMMONWEALTH CHURCH FINANCE, INC.

BD
CRD#: 11768
MCDONOUGH, GA
Past

May 9, 1985 - October 28, 1989

AMI SECURITIES, INC.

BD
CRD#: 13412
Past

February 22, 1985 - May 17, 1985

KEENAN & CLAREY, INC.

BD
CRD#: 482
Past

September 5, 1984 - June 6, 1985

COMMONWEALTH CHURCH FINANCE, INC.

BD
CRD#: 11768
Past

July 25, 1978 - July 5, 1984

THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY

BD
CRD#: 647
Past

March 18, 1970 - March 17, 1978

PAUL REVERE EQUITY SALES COMPANY (THE)

BD
CRD#: 2990

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Arizona
(5/16/2024)
RR
California
(5/15/2024)
RR
Colorado
(6/17/2024)
RR
Delaware
(5/8/2024)
RR
Florida
(5/8/2024)
RR
Illinois
(8/8/2024)
RR
Iowa
(7/30/2024)
RR
Kansas
(4/22/2024)
RR
Maryland
(8/1/2024)
RR
Michigan
(5/23/2024)
RR
Minnesota
(6/27/2024)
RR
Missouri
(11/1/2024)
RR
New Mexico
(10/7/2025)
RR
Oklahoma
(6/10/2024)
RR
Rhode Island
(5/2/2024)
RR
Tennessee
(4/9/2024)
RR
Texas
(4/23/2024)
RR
Virginia
(6/6/2024)
RR
Washington
(9/13/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 11/1/1984
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 1
Date: 3/12/1970
Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/1/1987
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

SF
SHARE FINANCIAL SERVICES, INC.
RSI FINANCIAL SERVICES, INC. | SHARE, INCORPORATED | SHARE FINANCIAL SERVICES, INC.

CRD#: 11226 / SEC#: , 8-16207

BD
Broker-Dealer Firm Regulated by FINRA (Dallas district office)
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Contact information

Main Address
16475 North Dallas Parkway Suite 345, Addison, TX 75001
Mailing Address
16475 North Dallas Parkway Suite 345, Addison, TX 75001
Phone number
(972) 450-6305
Established
Texas since 09/10/1970
Firm type
Corporation
Fiscal year end
September
Firm Size
Small
# of Employees

FINRA licenses (38 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
SHARE HOLDINGS, INC.PARENT COMPANY
MAJOR, CHARLES HERBERTPRESIDENT AND DIRECTOR,2748243
SIEGEL, JEFFREY STEVENCHIEF COMPLIANCE OFFICER1190934
TODD, JOE LEEFINOP603859

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

SHARE FINANCIAL SERVICES, INC.

CRD#: 11226Dallas, TX 75248

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