Gregory W. French
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregory Ward French was a registered financial professional .
Gregory is a previously registered financial professional and started their career in finance in 2002. Gregory had worked at 5 firms and has passed the Series 66, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 18, 2015 - December 31, 2019
OSPREYCOAST FUNDS, LLC
July 11, 2011 - October 24, 2012
CEROS FINANCIAL SERVICES, INC.
November 1, 2007 - July 21, 2009
SECURIAN FINANCIAL SERVICES, INC.
November 1, 2007 - July 21, 2009
SECURIAN FINANCIAL SERVICES, INC.
August 29, 2005 - October 25, 2007
AMERIPRISE ADVISOR SERVICES, INC.
August 26, 2005 - October 25, 2007
AMERIPRISE ADVISOR SERVICES, INC.
July 15, 2002 - August 29, 2005
MORGAN STANLEY DW INC.
May 31, 2002 - August 29, 2005
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
OSPREYCOAST FUNDS, LLC
CRD#: 173838 / SEC#:
Contact information
Red Flags
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