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GU

Granville A. Ungerleider

WHITEMARSH CAPITAL ADVISORS
MARLTON, NJ
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CRD#: 451700
GU

Professional summary


Granville Angeny Ungerleider is a registered financial professional currently at WHITEMARSH CAPITAL ADVISORS located in Marlton, New Jersey and FE CAPITAL MARKETS located in New York, New York.

Granville is registered as a RR (Registered Representative) and started their career in finance in 2004. Granville has worked at 4 firms and has passed the Series 63, Series 82TO, Series 52TO, Series 79TO, Series 99TO, SIE, Series 7, Series 14, Series 53 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Granville Angeny Ungerleider's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

November 19, 2007 - Present

WHITEMARSH CAPITAL ADVISORS

BD
CRD#: 127373
MARLTON, NJ
Current

August 5, 2025 - Present

FE CAPITAL MARKETS

Office #1: 101 Greenwich Street, Suite 506, New York, NY 10006Office #2: 85 Broad Street Suite 17-057, New York, NY 10004
BD
CRD#: 314943
New York, NY
Past

August 18, 2005 - November 6, 2007

MID-MARKET SECURITIES, LLC

BD
CRD#: 126750
MARLTON, NJ
Past

June 23, 2004 - December 21, 2005

CORECAP INVESTMENTS, LLC

BD
CRD#: 37068
SOUTHFIELD, MI

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/5/2025)
RR
New Jersey
(1/21/2011)
RR
New York
(5/23/2011)

Exams


State Security Law Exam
RR
Series 63
Date: 5/20/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 82TO
Date: 8/5/2025
Limited Representative-Private Securities Offerings
General Industry/Product Exam
RR
Series 52TO
Date: 8/5/2025
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


FC
FE CAPITAL MARKETS
FE CAPITAL MARKETS | FE CAPITAL MARKETS LLC

CRD#: 314943 / SEC#: , 8-70796

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
101 Greenwich Street Suite 506, New York, NY 10006
Mailing Address
101 Greenwich Street Suite 506, New York, NY 10019
Phone number
(800) 403-9067
Established
Delaware since 06/01/2021
Firm type
Limited Liability Company
Fiscal year end
February
Firm Size
Small
# of Employees

FINRA licenses (2 States and Territories)


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Documents


Direct owners and executive officers


NamePositionCRD#
FE INTERNATIONAL, INC.DIRECT OWNER
ALMERINI, LOUIS ACHILLEFINOP1605183
MATTIOLI, DIANNE PALUMBOCHIEF COMPLIANCE OFFICER714971
UNGERLEIDER, GRANVILLE ANGENYGENERAL SECURITIES PRINCIPAL451700

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


FE CAPITAL MARKETS

CRD#: 314943Marlton, NJ

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