William R. Snow
Professional summary
William Robert Snow is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.
William is registered as a RR (Registered Representative) and started their career in finance in 2002. William has worked at 4 firms and has passed the Series 63, SIE, Series 62, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Robert Snow's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 7, 2023 - Present
FOCUS SECURITIES LLC
Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155January 3, 2014 - August 2, 2023
JORDAN, KNAUFF & COMPANY
July 14, 2010 - July 3, 2012
BURCH & COMPANY, INC
August 29, 2002 - November 17, 2003
JESUP & LAMONT SECURITIES CORP
April 10, 2002 - May 20, 2002
JESUP & LAMONT SECURITIES CORP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/7/2023)
(8/7/2023)
(8/16/2023)
(8/7/2023)
(8/7/2023)
Exams
Series 62
Date: 3/19/2014
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS HOLDINGS USA, INC. | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
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Company Information
FOCUS SECURITIES LLC
CRD#: 150589Gainesville, VA 20155TRUST BUT VERIFY
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