Bradley J. Mandacina
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Joseph Mandacina, who also goes by Brad Mandacina, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 2002. Bradley had worked at 7 firms and has passed the Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2008 - November 12, 2012
G & W EQUITY SALES, INC.
August 24, 2006 - March 31, 2008
EMPOWER FINANCIAL SERVICES, INC.
April 14, 2005 - May 4, 2006
UBS FINANCIAL SERVICES INC.
April 7, 2005 - April 13, 2005
UBS FINANCIAL SERVICES INC.
April 7, 2005 - May 4, 2006
UBS FINANCIAL SERVICES INC.
January 5, 2004 - April 15, 2005
MSI FINANCIAL SERVICES, INC.
September 3, 2003 - April 15, 2005
METROPOLITAN LIFE INSURANCE COMPANY
September 3, 2003 - April 15, 2005
MSI FINANCIAL SERVICES, INC.
May 23, 2002 - June 7, 2002
IDS LIFE INSURANCE COMPANY
May 23, 2002 - June 7, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
G & W EQUITY SALES, INC.
CRD#: 35356 / SEC#: , 8-46783
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
