Mark Robert Provost
Professional Summary
Mark Robert Provost is a registered financial advisor currently at D & P INVESTMENT ADVISORS, LTD. located in Wakefield, Rhode Island. Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Mark has worked at 1 firm and has passed the Series 65 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Years of Experience
27 years registered in the securities industry
Current & Past Employments
Current
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Current Firm
D & P INVESTMENT ADVISORS, LTD | D & P INVESTMENT ADVISORS, LTD.
Contact Information
Main Address
10 High Street Suite B, Wakefield, RI 02879Mailing Address
P.o. Box 5188, Wakefield, RI 02880Phone Number
(401) 792-0100# of Employees
1SEC notice filing (5 States and Territories)
Registered to provide investment advisory services in 5 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
633AUM (Assets Under Management)
$173,823,817Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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CITIZENS SECURITIES, INC.
Primary Firm SEC Registration
D & P INVESTMENT ADVISORS, LTD | D & P INVESTMENT ADVISORS, LTD.
State Registrations and Notice Filings
(8/25/2016)
(4/3/2013)
(11/26/2002)
(1/6/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Mark Robert Provost's CRS (Customer Relationship Summary).
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