JL
John M. Little
VIRTUE CAPITAL MANAGEMENT
HARLINGEN, TX 78552
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CRD#: 4516127
JL
Professional summary
John M Little IV, who also goes by John Melson Little IV, is a registered financial advisor currently at VIRTUE CAPITAL MANAGEMENT, LLC located in Harlingen, Texas.
John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. John has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
John Melson Little Iv
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) JML FINANCIAL, LLC�, Title: OWNER, Description: SALES AND SERVICES OF FIXED INSURANCE PRODUCTS, Start Date: 02-01-2006, Address: 1407 STUART PLACE RD, SUITE C, HARLINGEN, TX 78552�, Investment-related? YES, Hours per month: 160, During trading hours: 160 (2) JOHN M LITTLE IV INSURANCE SERVICES INC., Title: OWNER, Description: FIXED INSURANCE SALES AND MANAGEMENT, Start Date: 01-01-2021, Address: 8570 CORDES CIR., SUITE 14, GERMANTOWN, TN 38139,, Investment-related? NO, Hours per month: 100, During trading hours: 100
CRS (Client Relationship Summary) - RIA
Click below to view John M Little IV's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2019 - Present
VIRTUE CAPITAL MANAGEMENT, LLC
Office #1: 1413 N Stuart Place Rd Suite B, Harlingen, TX 78552Office #2: 6263 Poplar Ave. Suite 910, Memphis, TN 38119RIA
CRD#: 167816
HARLINGEN, TX
Past
March 16, 2016 - January 15, 2019
HORTER INVESTMENT MANAGEMENT, LLC
RIA
CRD#: 119880
Harlington, TX
Past
May 26, 2015 - April 4, 2016
D.H. HILL ADVISORS, INC.
RIA
CRD#: 116324
HARLINGEN, TX
Past
January 5, 2011 - April 4, 2016
D.H. HILL SECURITIES, LLLP
BD
CRD#: 41528
HARLINGEN, TX
Past
September 19, 2006 - December 31, 2010
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
HARLINGEN, TX
Past
March 10, 2006 - August 3, 2006
VOYA FINANCIAL PARTNERS, LLC
BD
CRD#: 34815
MAGNOLIA, TX
Past
November 22, 2004 - March 13, 2006
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
THE WOODLANDS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(1/15/2019)
IAR
Texas(1/14/2019)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
VC
VIRTUE CAPITAL MANAGEMENT, LLC
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816 / SEC#: 801-79938
RIA
Registered Investment Advisory firm - (6/25/2014 Approved)Arizona
Registered Investment Advisory firm - (7/1/2014 Terminated)California
Registered Investment Advisory firm - (7/31/2014 Terminated)Florida
Registered Investment Advisory firm - (7/1/2014 Terminated)Georgia
Registered Investment Advisory firm - (7/1/2014 Terminated)Kentucky
Registered Investment Advisory firm - (7/2/2014 Terminated)New Jersey
Registered Investment Advisory firm - (7/11/2014 Terminated)Ohio
Registered Investment Advisory firm - (7/1/2014 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/1/2014 Terminated)Tennessee
Registered Investment Advisory firm - (7/31/2014 Terminated)Texas
Registered Investment Advisory firm - (7/1/2014 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6 Cadillac Dr. Suite 310, Brentwood, TN 37027
Mailing Address
Phone number
(615) 340-0801
Established
Firm type
Fiscal year end
# of Employees
110
SEC notice filing (43 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 6,111 |
| AUM (Assets Under Management) | $ 787,466,707 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VIRTUE CAPITAL MANAGEMENT, LLC
CRD#: 167816Harlingen, TX 78552TRUST BUT VERIFY
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