Chris Joubin K. Zand
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Chris Joubin Karimi Zand, CFP®, who also goes by Christopher K Zand, Christopher Zand, was a registered financial professional .
Chris Joubin is a previously registered financial professional and started their career in finance in 2007. Chris Joubin had worked at 4 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2020
Experience
June 14, 2013 - August 15, 2018
BROUWER & JANACHOWSKI, LLC
August 16, 2010 - June 6, 2013
SANFORD C. BERNSTEIN & CO., LLC
June 1, 2010 - June 6, 2013
ALLIANCEBERNSTEIN L.P.
June 20, 2007 - December 31, 2009
NORTHSTAR STRATEGIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROUWER & JANACHOWSKI, LLC
CRD#: 146178 / SEC#: 801-69337
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
