CD
Clay D. Daniels
DANIELS & ERICKSON FINANCIAL ADVISORS
DALLAS, TX 75254
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CRD#: 4515832
CD
Professional summary
Clay Donald Daniels is a registered financial advisor currently at DANIELS & ERICKSON FINANCIAL ADVISORS, LLC located in Dallas, Texas.
Clay is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Clay has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
NAME: DANIELS & ERICKSON, P.C. NON INVESTMENT RELATED. ADDRESS: 12222 MERIT DRIVE, SUITE 880 DALLAS, TX 75251. POSITION: Accountant. START DATE: 01/01/2001 HOURS DEVOTED: 120 HRS/MONTH ALL DURING TRADING HOURS. DUTIES: PRACTICE MANAGEMENT, TAX PLANNING AND TAX RETURN REVIEW
CRS (Client Relationship Summary) - RIA
Click below to view Clay Donald Daniels's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2004 - Present
DANIELS & ERICKSON FINANCIAL ADVISORS, LLC
Office #1: 5323 Spring Valley Rd, Suite 250, Dallas, TX 75254RIA
CRD#: 119687
DALLAS, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
D&
DANIELS & ERICKSON FINANCIAL ADVISORS, LLC
DANIELS & ERICKSON FINANCIAL ADVISORS, LLC
CRD#: 119687 / SEC#: 801-67599
RIA
Registered Investment Advisory firm - (3/12/2007 Approved)Texas
Registered Investment Advisory firm - (3/14/2007 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(9/8/2004)
Current Firm
D&
DANIELS & ERICKSON FINANCIAL ADVISORS, LLC
DANIELS & ERICKSON FINANCIAL ADVISORS, LLC
CRD#: 119687 / SEC#: 801-67599
RIA
Registered Investment Advisory firm - (3/12/2007 Approved)Texas
Registered Investment Advisory firm - (3/14/2007 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5323 Spring Valley Rd, Suite 250, Dallas, TX 75254
Mailing Address
Phone number
(214) 750-8985
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (1 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 136 |
| AUM (Assets Under Management) | $ 189,104,395 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/09/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
DANIELS & ERICKSON FINANCIAL ADVISORS, LLC
CRD#: 119687Dallas, TX 75254TRUST BUT VERIFY
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