BM
Bradley S. Morris
PCG WEALTH MANAGEMENT
Oak Brook, IL 60523
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CRD#: 4515804
BM
Professional summary
Bradley Sheldon Morris, who also goes by Brad Morris, Bradley Morris, is a registered financial advisor currently at PCG WEALTH MANAGEMENT located in Oak Brook, Illinois and LPL FINANCIAL LLC located in Oak Brook, Illinois.
Bradley is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Bradley has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Morris | Bradley Morris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 12/4/17-INSURANCE DESIGNERS OF KANSAS CITY/NON-VARIABLE INSURANCE/ Inv Rel/ At Rep Bus Loc(s)/4 hrs a mth/1 hr during trading 2. 12/4/17-Richard K. Johnson & Asscociates, Inc-Tax Prep/Accounting/CPA-Accountant-INV REL-At Rep Bus Loc(s)-Started 8/1/02-5 hrs a mth/0 hrs during trading 3. 12/4/17-Crump -Non-Variable Insurance-INV REL-At Rep Bus Loc(s)-Started 11/10/17-8 hrs a mth/1 hr during trading 4. 12/4/17-ASSOCIATES OF CLIFTON PARK- NON-VARIABLE INSURANCE- INV REL-At Rep Bus Loc(s)-Started 11/15/17-1 hr a mth/0 hrs during trading 5. 1/5/18 - PCG Wealth Management - Inv Rel- At Rep Bus Loc(s)- Registered Investment Advisor DBA - Started 12/4/17 - 30 Hrs a Mth/ During Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 120 hours per month on this activity. Please see the Form ADV? 6. 4/25/18- RKJ & Associates, Ltd.- Third Party Administrator (TPA)-INV REL-Oakbrook Terrace, IL-Started 11/10/17-8 hrs a mth/ 1 hr during trading 7. 3/12/19- Johnson, Peterek & Howse, LLC -Tax Prep/Accounting/CPA-INV REL-At Rep Bus Loc(s)-Started 3/8/19 -40 hrs a mth/ 20 hrs during trading 8. 9/7/23 - PCG Wealth Advisors, LLC - Inv Rel- At Rep Bus Loc(s)- Registered Investment Advisor Hybrid- Started 1/5/18- 66 Hrs a Mth/5 Hrs During Trading- I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 66 hours per month on this activity. Please see the Form ADV? 9. 1/13/25 - Flash Financial, LLC- Tax Prep/Accounting/CPA- Inv Rel - Home Based- Started10/21/19 - 15 Hrs/Mth/1 Hr During Trading 10. 1/13/25- Bradley Morris Financial, LTD- Not Inv Rel- Business Entity For Tax/Investment Purposes Only-Home Based-Started 9/1/06- 20 Hrs/Mth/0 Hrs During Trading 11. 1/13/25- FLASH FINANCIAL, LLC.- Third Party Administrator (TPA)- Inv Rel-Home Based-Started 8/22/19- 5 Hrs/Mth/1 Hr During Trading 12. 1/13/25- PCG Wealth Management- Inv Rel- DBA for LPL Business (entity for LPL business)- At Rep Bus Loc(s)-Started 12/4/17 -160 Hrs/Mth/4 Hrs During Trading 13. 1/14/25-PCG Wealth Management-Inv Rel- Registered Investment Advisor DBA -At Rep Bus Loc(s)- Started 12/4/17- 160 Hrs/Mth/30 Hrs During Trading-I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in 1/2025. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV?
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Sheldon Morris's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 9, 2018 - Present
PCG WEALTH MANAGEMENT
Office #1: 1415 West 22nd Street Tower Floor, Oak Brook, IL 60523RIA
CRD#: 290977
Oak Brook, IL
Current
December 4, 2017 - Present
LPL FINANCIAL LLC
Office #1: 1415 W 22nd St Tower Flr, Oak Brook, IL 60523RIA
BD
CRD#: 6413
OAK BROOK, IL
Past
December 15, 2017 - January 4, 2018
GOOD LIFE ADVISORS, LLC
RIA
CRD#: 171898
Westchester, IL
Past
May 12, 2006 - December 7, 2017
WADDELL & REED
RIA
CRD#: 866
OAK BROOK, IL
Past
May 12, 2006 - December 7, 2017
WADDELL & REED
BD
CRD#: 866
OAK BROOK, IL
Past
June 4, 2002 - November 29, 2005
WADDELL & REED
RIA
CRD#: 866
OAK BROOK, IL
Past
May 24, 2002 - November 29, 2005
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PCG WEALTH MANAGEMENT
LIMESTONE WEALTH MANAGEMENT | WEALTHSPRINGS, LLC | PCG WEALTH MANAGEMENT, LLC | PCG WEALTH MANAGEMENT | PCG WEALTH ADVISORS, LLC | PCG WEALTH ADVISORS
CRD#: 290977 / SEC#: 801-112183
RIA
Registered Investment Advisory firm - (12/15/2017 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(12/4/2017)
RR
Illinois(12/4/2017)
IAR
Illinois(1/9/2018)
RR
Michigan(2/29/2024)
RR
Nevada(7/11/2024)
RR
South Carolina(12/4/2017)
RR
Wisconsin(2/23/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PW
PCG WEALTH MANAGEMENT
LIMESTONE WEALTH MANAGEMENT | WEALTHSPRINGS, LLC | PCG WEALTH MANAGEMENT, LLC | PCG WEALTH MANAGEMENT | PCG WEALTH ADVISORS, LLC | PCG WEALTH ADVISORS
CRD#: 290977 / SEC#: 801-112183
RIA
Registered Investment Advisory firm - (12/15/2017 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5700 W. 112th Street, Suite 120, Overland Park, KS 66211
Mailing Address
Phone number
(913) 323-3112
Established
Firm type
Fiscal year end
# of Employees
23
SEC notice filing (22 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,795 |
| AUM (Assets Under Management) | $ 765,458,126 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PCG WEALTH MANAGEMENT
CRD#: 290977Oak Brook, IL 60523TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
