MS
Michael J. Skinner
1834 INVESTMENT ADVISORS CO.
Newton, IA
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CRD#: 4515794
MS
Professional summary
Michael John Skinner, who also goes by Mike Skinner, is a registered financial advisor currently at 1834 INVESTMENT ADVISORS CO. located in Newton, Iowa.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2007. Michael has worked at 5 firms and has passed the Series 66, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Skinner
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 11/10/2022 - Old National Bank / 1834 Wealth Management - Retirement Plan Services - Financial Institution Duty - Managing Director - Investment Related - 8750 W Bryn Mawr Avenue, Suite 1300, Chicago, IL 60657 - 16 Hours per month Start date: 10/17/2022. 2) 11/10/2022 - Gratia Reflections - Non-Profit Business - Writer/Content director - Non Investment Related - 1042 Meadowbrook Avenue, Newton, IA 50208 - Start date: 05/01/2019. 3) 08/01/2024 - 1834 Investment Advisors - Registered Investment Advisor - Senior Managing Director, Retirement Planning Services - Investment Related - At Reported Business Location(s) - Start Date 02/21/2024 - 160 Hours Per Month/ During Trading - I provide investment advisory services through 1834 Investment Advisors, an independent investment advisor firm. I started this business activity in 02/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD.
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Skinner's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
February 7, 2024 - Present
1834 INVESTMENT ADVISORS CO.
RIA
CRD#: 105435
Newton, IA
Past
November 10, 2022 - September 20, 2024
LPL FINANCIAL LLC
RIA
CRD#: 6413
NEWTON, IA
Past
November 10, 2022 - September 20, 2024
LPL FINANCIAL LLC
BD
CRD#: 6413
NEWTON, IA
Past
November 20, 2008 - June 18, 2021
T. ROWE PRICE ADVISORY SERVICES, INC.
RIA
CRD#: 108958
OWINGS MILLS, MD
Past
November 20, 2008 - June 18, 2021
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
OWINGS MILLS, MD
Past
August 15, 2008 - October 13, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
PENNINGTON, NJ
Past
April 18, 2007 - October 13, 2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
1I
1834 INVESTMENT ADVISORS CO.
1834 INVESTMENT ADVISORS CO. | NORTHERN OAK WEALTH MANAGEMENT. INC | NORTHERN OAK WEALTH MANAGEMENT, INC. | NORTHERN OAK WEALTH MANAGEMENT INC. | NORTHERN OAK CAPITAL MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT INC | HAKER INVESTMENT MANAGEMENT INC
CRD#: 105435 / SEC#: 801-11335
RIA
Registered Investment Advisory firm - (2/13/1976 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Iowa(2/7/2024)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 7/28/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
1I
1834 INVESTMENT ADVISORS CO.
1834 INVESTMENT ADVISORS CO. | NORTHERN OAK WEALTH MANAGEMENT. INC | NORTHERN OAK WEALTH MANAGEMENT, INC. | NORTHERN OAK WEALTH MANAGEMENT INC. | NORTHERN OAK CAPITAL MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT, INC. | HAKER ZELLMER INVESTMENT MANAGEMENT INC | HAKER INVESTMENT MANAGEMENT INC
CRD#: 105435 / SEC#: 801-11335
RIA
Registered Investment Advisory firm - (2/13/1976 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
511 N Broadway Suite 801, Milwaukee, WI 53202
Mailing Address
Phone number
(414) 615-1012
Established
Firm type
Fiscal year end
# of Employees
25
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 924 |
| AUM (Assets Under Management) | $ 1,034,664,175 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/21/2024 | ||
| 01/11/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
