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Matthew Glenn Duffy

CRD# 4515784·Registered 2002 - 2020
Previously Registered: Being a previously registered professional could mean that Matthew is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Matthew Glenn Duffy was a registered financial advisor. Matthew was a previously registered financial professional and started their career in finance 2002 - 2020. Matthew had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

280 SECURITIES LLC·CRD# 284939
BD
New York, NY
April 1, 2019 - June 24, 2020
BB&T SECURITIES, LLC·CRD# 142785
BD
New York, NY
January 2, 2013 - March 25, 2019
SCOTT & STRINGFELLOW, LLC·CRD# 6255
BD
New York, NY
March 6, 2012 - January 2, 2013
WSA FIXED INCOME, LLC·CRD# 145544
BD
New York, NY
June 1, 2011 - November 30, 2011
WALL STREET ACCESS·CRD# 10012
BD
New York, NY
September 7, 2006 - June 1, 2011
BNY CAPITAL MARKETS INC.·CRD# 18303
BD
New York, NY
November 8, 2005 - September 6, 2006
PIPER SANDLER & CO.·CRD# 665
BD
Minneapolis, MN
January 13, 2004 - October 21, 2005
BNY MELLON SECURITIES LLC·CRD# 47268
BD
Jersey City, NJ
April 22, 2002 - December 19, 2003

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Current Firm

2S
280 SECURITIES LLC

280 SECURITIES LLC

CRD#: 284939 / SEC#: 8-69819
BD
Terminated by SEC on 10/04/2021

Contact Information

Established

Delaware since 06/27/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
INSPEREX HOLDINGS LLCMEMBER VOTING—
AHLUWALIA, GURINDER SINGHCHIEF EXECUTIVE OFFICER4783310
HALL, HEATHER LYNCFO, PFO AND POO1921894
HSU, DAVID CHENG-WEICHIEF COMPLIANCE OFFICER4140214

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2002About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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