Matthew G. Duffy
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Matthew Glenn Duffy was a registered financial professional .
Matthew is a previously registered financial professional and started their career in finance in 2002. Matthew had worked at 8 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 1, 2019 - June 24, 2020
280 SECURITIES LLC
January 2, 2013 - March 25, 2019
BB&T SECURITIES, LLC
March 6, 2012 - January 2, 2013
SCOTT & STRINGFELLOW, LLC
June 1, 2011 - November 30, 2011
WSA FIXED INCOME, LLC
September 7, 2006 - June 1, 2011
WALL STREET ACCESS
November 8, 2005 - September 6, 2006
BNY CAPITAL MARKETS INC.
January 13, 2004 - October 21, 2005
PIPER SANDLER & CO.
April 22, 2002 - December 19, 2003
BNY MELLON SECURITIES LLC
State Registrations and Notice Filings
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Exams
Current Firm
280 SECURITIES LLC
CRD#: 284939 / SEC#: , 8-69819
Contact information
Documents
Red Flags
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