Adam J. Funk

SAVINGS COACH

Troy, MI 48084

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CRD#: 4515646

Professional summary

Adam John Funk, CFP®, who also goes by Adam Funk, is a registered financial advisor currently at SAVINGS COACH, LLC located in Troy, Michigan.

Adam is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Adam has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Adam Funk

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INDEPENDENT INSURANCE AGENT - INVESTMENT RELATED; 755 W. BIG BEAVER RD, SUITE 101 Troy, MI 48084; SELLING LIFE, ANNUITY, LONG TERM CARE AND HEALTH INSURANCE; LICENSED AS OF DEC. 2010; APPROXIMATELY 5 TO 10 HOURS A MONTH WITH NONE DURING TRADING HOURS. 2) Tax Preparation Services - Investment Related; 755 W. BIG BEAVER RD, Suite 101, Troy, MI 48084; prepares taxes; Hours vary based on the time of year. 3) Mortgage Loan Originator - Investment related; 755 W. BIG BEAVER RD., Troy, MI 48084; owner/mortgage loan originator; 4 hrs/mth, 4 during trading. 4)PivotalEdge Capital, LLC; Investment related; 1660 International Drive, Suite 600, McLean, VA 22102; ownership interest/limited partner; 0 hrs/mth, 0 during trading.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam John Funk's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

May 12, 2011 - Present

SAVINGS COACH, LLC

Office #1: 755 W. Big Beaver Rd Suite 101, Troy, MI 48084

RIA

CRD#: 142756

Troy, MI

Past

October 10, 2007 - July 28, 2009

BNY MELLON SECURITIES LLC

CRD#: 47268

JERSEY CITY, NJ

Past

January 24, 2005 - September 27, 2005

TCF INVESTMENTS, INC.

CRD#: 34954

MINNEAPOLIS, MN

Past

August 2, 2004 - October 4, 2004

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

August 2, 2004 - October 4, 2004

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

January 2, 2004 - June 7, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

DETROIT, MI

Past

September 10, 2003 - June 7, 2004

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Michigan
(5/12/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/24/2003

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 9/9/2003

General Securities Representative Examination

Current Firm

SAVINGS COACH, LLC

CRD#: 142756 / SEC#:

Michigan

Registered Investment Advisory firm - (5/4/2011 Approved)

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Contact information

Main Address

755 W. Big Beaver Rd Suite 101, Troy, MI 48084

Mailing Address

Po Box 4971, Troy, MI 48099

Phone number

(248) 246-1580

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	196
AUM (Assets Under Management)	$ 10,696,709

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Adam J. Funk

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Adam John Funk's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAVINGS COACH, LLC

BNY MELLON SECURITIES LLC

TCF INVESTMENTS, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

State Registrations and Notice Filings

Exams

Series 66

Date: 9/24/2003

Series 7

Date: 9/9/2003

Current Firm

SAVINGS COACH, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SAVINGS COACH, LLC

TRUST BUT VERIFY

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