Mark D. Argust
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mark Damian Argust, who also goes by Mark Damien Argust, was a registered financial professional .
Mark is a previously registered financial professional and started their career in finance in 2002. Mark had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 28, 2009 - April 20, 2017
TRIVE NEW YORK LLC
March 15, 2007 - February 6, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
August 24, 2006 - February 6, 2009
LINCOLN FINANCIAL DISTRIBUTORS, INC.
October 31, 2002 - August 3, 2006
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIVE NEW YORK LLC
CRD#: 21946 / SEC#: , 8-39420
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
