Jeffrey A. Bettermann

ADVISOR SHARE WEALTH MANAGEMENT

Dade City, FL

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CRD#: 4515151

Professional summary

Jeffrey Alan Bettermann, who also goes by Jeff Bettermann, Jeffery Alan Bettermann, Jeffrey Bettermann, is a registered financial advisor currently at ADVISOR SHARE WEALTH MANAGEMENT, LLC located in Dade City, Florida.

Jeffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Jeffrey has worked at 10 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jeff Bettermann | Jeffery Alan Bettermann | Jeffrey Bettermann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Thorngate Financial / Not Investment Related / Insurance / Owner & Independent Insurance Agent / Approximately 80 hours/month devoted to this business with 4 hours during trading hours per day

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Bettermann's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2023 - Present

ADVISOR SHARE WEALTH MANAGEMENT, LLC

RIA

CRD#: 307997

Dade City, FL

Past

September 8, 2022 - January 30, 2023

PEACE OF MIND WEALTH MANAGEMENT

RIA

CRD#: 317455

San Antonio, FL

Past

July 26, 2021 - August 8, 2022

ADVISOR SHARE WEALTH MANAGEMENT, LLC

RIA

CRD#: 307997

Las Vegas, NV

Past

August 11, 2020 - March 11, 2021

W&S BROKERAGE SERVICES, INC.

RIA

CRD#: 8099

Las Vegas, NV

Past

August 3, 2020 - March 11, 2021

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

Las Vegas, NV

Past

March 22, 2018 - March 7, 2019

CUSO FINANCIAL SERVICES, L.P.

RIA

CRD#: 42132

Las Vegsa, NV

Past

March 12, 2018 - March 7, 2019

CUSO FINANCIAL SERVICES, L.P.

CRD#: 42132

Las Vegsa, NV

Past

February 21, 2012 - February 28, 2018

CUNA BROKERAGE SERVICES, INC.

RIA

CRD#: 13941

FORT MYERS, FL

Past

February 15, 2012 - February 28, 2018

CUNA BROKERAGE SERVICES, INC.

CRD#: 13941

FORT MYERS, FL

Past

February 25, 2011 - November 21, 2011

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

TAMPA, FL

Past

February 8, 2011 - November 21, 2011

J.W. COLE FINANCIAL, INC.

CRD#: 124583

TAMPA, FL

Past

June 6, 2006 - October 7, 2010

INVEST FINANCIAL CORPORATION

RIA

CRD#: 12984

WEST DUNDEE, IL

Past

April 3, 2006 - October 7, 2010

INVEST FINANCIAL CORPORATION

CRD#: 12984

WEST DUNDEE, IL

Past

August 11, 2005 - March 22, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

CHICAGO, IL

Past

April 2, 2002 - April 29, 2005

U.S.-WORLDWIDE FINANCIAL SERVICES, INC.

CRD#: 19612

WACO, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(3/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/3/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/25/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/1/2002

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/28/2008

General Securities Principal Examination

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

ADVISOR SHARE WEALTH MANAGEMENT | PEACE OF MIND PLANNING LLC | ADVISOR SHARE WEALTH MANAGEMENT, LLC

CRD#: 307997 / SEC#: 801-127122

RIA

Registered Investment Advisory firm - (1/3/2023 Approved)

Michigan

Registered Investment Advisory firm - (1/19/2023 Terminated)

Nevada

Registered Investment Advisory firm - (2/13/2023 Terminated)

Oklahoma

Registered Investment Advisory firm - (5/22/2023 Cancelled)

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Contact information

Main Address

13215 Se Mill Plain Blvd Suite C8-321, Vancouver, WA 98684

Mailing Address

Phone number

(866) 232-3251

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (POM) (3/28/2025)

Regulatory assets under management

Total Number of Accounts	1,429
AUM (Assets Under Management)	$ 185,181,144

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jeffrey A. Bettermann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeffrey Alan Bettermann's CRS (Customer Relationship Summary).

Certified licenses

Experience

PEACE OF MIND WEALTH MANAGEMENT

ADVISOR SHARE WEALTH MANAGEMENT, LLC

W&S BROKERAGE SERVICES, INC.

W&S BROKERAGE SERVICES, INC.

CUSO FINANCIAL SERVICES, L.P.

CUSO FINANCIAL SERVICES, L.P.

CUNA BROKERAGE SERVICES, INC.

CUNA BROKERAGE SERVICES, INC.

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

INVEST FINANCIAL CORPORATION

INVEST FINANCIAL CORPORATION

CHASE INVESTMENT SERVICES CORP.

U.S.-WORLDWIDE FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ADVISOR SHARE WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/3/2006

Series 63

Date: 3/25/2002

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2006

Series 6

Date: 4/1/2002

Series 24

Date: 3/28/2008

Current Firm

ADVISOR SHARE WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ADVISOR SHARE WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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