PN
Peter A. Nelson
BROOKSTONE WEALTH ADVISORS
Bristol, TN
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CRD#: 4515031
PN
Professional summary
Peter Anthony Nelson is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in Bristol, Tennessee.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Peter has worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Nelson Insurance Advisors, LLC, Not investment-related, 136 Grubb Ln, Bristol, TN 37620, Insurance, Insurance Agent, President of Nelson Insurance Advisors, 03/2018, 100 Hours/Month, the selling of life, disability and long term care insurance insurance along with the selling of annuities. 2)Farm, DBA Nelson Family Farm, Schedule F for 2020, Currently No EIN for business, Not investment-related, 136 Grubb Ln, Bristol, TN 37620, Farming, Farmer, No Title, 01/2020, 30 Hours/Month, Day to day operations of running a family chicken farm. 3)DBA Nelson Fishing Advisors, Not investment-related, 136 Grubb Ln, Bristol, TN 37620, Guide, Fishing Guide Service, President of Nelson Fishing Advisors, 08/2022, 10 Hours/Month, the day to day operations of running a fishing guide service. 4)Tennesseans For Life, Not investment-related, po box 3622, Kingsport, TN 37664, Board Member, Not-For-Profit Organization, President of Tennesseans For Life, 02/2023, 20 Hours/Month, helping to raise money for the local pregnancy support centers in the Tri-Cities area.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Anthony Nelson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 27, 2023 - Present
BROOKSTONE WEALTH ADVISORS, LLC
RIA
CRD#: 137658
Bristol, TN
Past
August 24, 2011 - December 31, 2012
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
MOHNTON, PA
Past
May 26, 2006 - July 15, 2011
SECURITIES MANAGEMENT & RESEARCH, INC.
BD
CRD#: 759
MOHNTOWN, PA
Past
February 15, 2005 - November 14, 2005
INVESTMENT NETWORK, INC.
BD
CRD#: 127724
CANTON, OH
Past
September 19, 2003 - October 24, 2003
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Past
June 3, 2002 - June 3, 2003
WADDELL & REED
BD
CRD#: 866
OVERLAND PARK, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
Registered Investment Advisory firm - (3/16/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Tennessee(9/27/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Current Firm
BW
BROOKSTONE WEALTH ADVISORS, LLC
BROOKSTONE WEALTH ADVISORS, LLC | RWA, INC | RETIREMENT WEALTH ADVISORS, LLC | RETIREMENT WEALTH ADVISORS, INC. | RETIREMENT RESOURCES | FORMULAFOLIO INVESTMENT STRATEGIES
CRD#: 137658 / SEC#: 801-67628
RIA
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Contact information
Main Address
1745 S Naperville Rd Suite 200, Wheaton, IL 60189
Mailing Address
Phone number
(630) 653-1400
Established
Firm type
Fiscal year end
# of Employees
244
SEC notice filing (52 States and Territories)
Documents
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
