WM
William J. Mikus
DAKOTA WEALTH
Palm Beach, FL 33480
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CRD#: 4515022
WM
Professional summary
William John Mikus, who also goes by Bill Mikus, is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Palm Beach, Florida.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. William has worked at 4 firms .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Bill Mikus
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.)NAME OF OB: THE SALVATION ARMY OF THE PALM BEACHES ADDRESS: 2100 PALM BEACH LAKES BLVD, WEST PALM BEACH FL 33409 NATURE: CHARITY INVESTMENT RELATED: NO TITLE WITH OB: CHAIRMAN OF THE BOARD DUTIES: EXECUTIVE LEADERSHIP START DATE: 2015 APPROX. NUMBER OF HOURS/MONTH: NA APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: NA (2.)NAME OF OB: THE PALM BEACH REPUBLICAN CLUB ADDRESS: P.O. BOX 2622, PALM BEACH FL 33480 NATURE: EDUCATIONAL, TAX-EXEMPT UNDER SECTION 501(C)(4) INVESTMENT RELATED: NO TITLE WITH OB: SECOND VICE PRESIDENT DUTIES: EXECUTIVE LEADERSHIP START DATE: 2005 APPROX. NUMBER OF HOURS/MONTH: NA APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: NA
CRS (Client Relationship Summary) - RIA
Click below to view William John Mikus's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 17, 2018 - Present
DAKOTA WEALTH, LLC
Office #1: 2840 South Ocean Blvd Suite 516, Palm Beach, FL 33480RIA
CRD#: 297987
Palm Beach, FL
Past
June 8, 2018 - March 25, 2019
DAKOTA WEALTH, LLC
RIA
CRD#: 141137
PALM BEACH GARDENS, FL
Past
February 3, 2016 - February 21, 2018
SVB WEALTH
RIA
CRD#: 172832
PALM BEACH, FL
Past
April 1, 1994 - April 8, 2016
MIKUS CAPITAL MANAGEMENT, INC.
RIA
CRD#: 113636
PALM BEACH, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC
CRD#: 297987 / SEC#: 801-114097
RIA
Registered Investment Advisory firm - (10/8/2018 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/17/2018)
Exams
Current Firm
DW
DAKOTA WEALTH, LLC
DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC
CRD#: 297987 / SEC#: 801-114097
RIA
Registered Investment Advisory firm - (10/8/2018 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752
Mailing Address
Phone number
(561) 774-8101
Established
Firm type
Fiscal year end
# of Employees
78
SEC notice filing (37 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 9,786 |
| AUM (Assets Under Management) | $ 6,335,261,507 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 06/10/2025 | ||
| 09/13/2024 | ||
| 11/21/2023 | ||
| 01/18/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
