Mark D. Nortman

CAPITOL FAMILY OFFICE

Beaverton, OR 97006

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CRD#: 4514959

Professional summary

Mark David Nortman is a registered financial advisor currently at CAPITOL FAMILY OFFICE, INC. located in Beaverton, Oregon.

Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Mark has worked at 8 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Cannon Beach Haus, LLC; Non-Investment Related; 132 W Nelchena Street Cannon Beach, OR 97110; Vacation Rental; Member; 07/2021; 1 hour per month all outside of trading hours; All duties related to maintaining a vacation rental property. (2) Executive Tax Advisors, LLC; Member; investment related: No; Location: 1500 NW Bethany Blvd., Suite 200 Beaverton OR 97006 USA; Description of the business: Income tax preparation and tax planning services; Responsibilities Duties: Mark: Visionary, Marketing; Start date with business: 2022-04-13; Hours per month devoted to business during trading hours: 0; Hours per month devoted to business outside trading hours: 42; Percentage of total yearly compensation expected to be derived from the business: 0;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Nortman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 1, 2021 - Present

CAPITOL FAMILY OFFICE, INC.

Office #1: 1500 Nw Bethany Blvd. Suite 200, Beaverton, OR 97006

RIA

CRD#: 312005

Beaverton, OR

Past

March 11, 2013 - April 1, 2021

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

RIA

CRD#: 151298

Beaverton, OR

Past

August 30, 2011 - December 4, 2013

LPL FINANCIAL LLC

RIA

CRD#: 6413

BEAVERTON, OR

Past

August 19, 2011 - March 25, 2020

LPL FINANCIAL LLC

CRD#: 6413

BEAVERTON, OR

Past

February 17, 2006 - August 23, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

PORTLAND, OR

Past

May 6, 2004 - December 19, 2005

PACIFIC WEST FINANCIAL CONSULTANTS INC

RIA

CRD#: 108728

PORTLAND, OR

Past

April 21, 2004 - December 19, 2005

PACIFIC WEST SECURITIES, INC.

CRD#: 6390

RENTON, WA

Past

September 4, 2003 - March 23, 2004

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

CRD#: 1254

PORTLAND, OR

Past

April 9, 2003 - May 27, 2003

MORGAN STANLEY DW INC.

RIA

CRD#: 7556

PORTLAND, OR

Past

June 4, 2002 - May 27, 2003

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITOL FAMILY OFFICE, INC.

CRD#: 312005 / SEC#: 801-120221

RIA

Registered Investment Advisory firm - (1/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(2/1/2021)

IAR

Washington
(2/3/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/25/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/5/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 6/1/2002

General Securities Representative Examination

Current Firm

CAPITOL FAMILY OFFICE, INC.

CRD#: 312005 / SEC#: 801-120221

RIA

Registered Investment Advisory firm - (1/26/2021 Approved)

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Contact information

Main Address

1500 Nw Bethany Blvd. Suite 200, Beaverton, OR 97006

Mailing Address

Phone number

(503) 897-0236

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- CAPITOL FAMILY OFFICE, INC. (2/12/2025)

Regulatory assets under management

Total Number of Accounts	524
AUM (Assets Under Management)	$ 136,525,270

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark D. Nortman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark David Nortman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL ADVOCATES INVESTMENT MANAGEMENT

LPL FINANCIAL LLC

LPL FINANCIAL LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PACIFIC WEST FINANCIAL CONSULTANTS INC

PACIFIC WEST SECURITIES, INC.

STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC

MORGAN STANLEY DW INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

CAPITOL FAMILY OFFICE, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 6/25/2002

SIE

Date: 10/1/2018

Series 31

Date: 8/5/2002

Series 7

Date: 6/1/2002

Current Firm

CAPITOL FAMILY OFFICE, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITOL FAMILY OFFICE, INC.

TRUST BUT VERIFY

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