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MH

Ming-li Ho

AB HHELIO ASSOCIATES
MARINA DEL REY, CA 90292
Some features on this profile are disabled
CRD#: 4514947
MH

Professional summary


Ming-li Ho, who also goes by Karen Ho, Ming-li Karen Ho, Mingli Karen Ho, Mingli Ho, is a registered financial advisor currently at AB HHELIO ASSOCIATES, INC. located in Marina Del Rey, California.

Ming-li is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Ming-li has worked at 1 firm .

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


Karen Ho | Ming-Li Karen Ho | Mingli Karen Ho | Mingli Ho

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Ming-li Ho's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

September 15, 1997 - Present

AB HHELIO ASSOCIATES, INC.

Office #1: 13078 Mindanao Way, #215, Marina Del Rey, CA 90292
RIA
CRD#: 119567
MARINA DEL REY, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
California
(9/15/1997)

Exams


Current Firm


AH
AB HHELIO ASSOCIATES, INC.
AB HHELIO ASSOCIATES, INC.

CRD#: 119567 / SEC#:

California
Registered Investment Advisory firm - (9/15/1997 Approved)
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Contact information


Main Address
Marina Del Rey, CA
Mailing Address
P.o. Box 11914, Marina Del Rey, CA 90292-2914
Phone number
(310) 770-6888
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts60
AUM (Assets Under Management)$ 37,426,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AB HHELIO ASSOCIATES, INC.

CRD#: 119567Marina Del Rey, CA 90292

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