Joseph A. Motley

MVM ADVISORS

Katy, TX

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CRD#: 4514901

Professional summary

Joseph Adrian Motley, AIF® is a registered financial advisor currently at MVM ADVISORS, LLC located in Katy, Texas.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Joseph has worked at 5 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

IN ADDITION TO PROVIDING INVESTMENT ADVISORY SERVICES, MR. MOTLEY IS ALSO ENGAGED IN PROVIDING BUSINESS CONSULTING SERVICES VIA MVM ADVISORS LLC. HE SPENT 90% OF HIS TIME ON THAT BUSINESS IN 2014 AND PLANS TO SPEND 5% OF HIS TIME ON THAT BUSINESS IN 2015. IN 2013 MR. MOTLEY ALSO STARTED ADRIAN INTERNATIONAL LLC LOCATED AT 7043 TERRACE RIDGE, KATY, TX 77494 AN EMPLOYEE BENEFITS CONSULTING FIRM SPECIALIZING IN INDIVIDUAL, GROUP HEALTH CARE AND KEY MAN INSURANCE INCLUDING WHOLE LIFE AND ANNUITIES. HE SPENT 5% OF HIS TIME ON THAT BUSINESS IN 2014 AND PLANS TO SPEND 5% OF HIS TIME ON THIS BUSINESS IN 2015.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Adrian Motley's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

August 8, 2011 - Present

MVM ADVISORS, LLC

RIA

CRD#: 152960

Katy, TX

Past

December 8, 2008 - September 2, 2009

JOSEPH GUNNAR & CO. LLC

RIA

CRD#: 24795

NEW YORK, NY

Past

December 2, 2008 - September 2, 2009

JOSEPH GUNNAR & CO. LLC

CRD#: 24795

NEW YORK, NY

Past

February 10, 2006 - December 1, 2008

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

NEW YORK, NY

Past

February 4, 2003 - December 1, 2008

OPPENHEIMER & CO. INC.

CRD#: 249

NEW YORK, NY

Past

August 16, 2002 - December 20, 2002

EKN FINANCIAL SERVICES INC.

CRD#: 113525

MELVILLE, NY

Past

July 26, 2002 - September 6, 2002

WEATHERLY SECURITIES CORPORATION

CRD#: 11081

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(4/17/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/9/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/6/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/25/2002

General Securities Representative Examination

Current Firm

MVM ADVISORS, LLC

MVM ADVISORS | RIGHT DECISION FINANCIAL PLANNING | MVM ADVISORS, LLC | MVM ADVISORS LLC

CRD#: 152960 / SEC#:

New Jersey

Registered Investment Advisory firm - (12/9/2016 Terminated)

New York

Registered Investment Advisory firm - (12/9/2016 Terminated)

Texas

Registered Investment Advisory firm - (4/17/2015 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Katy, TX

Mailing Address

Phone number

(646) 360-2944

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	16
AUM (Assets Under Management)	$ 17,842,040

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joseph A. Motley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Adrian Motley's CRS (Customer Relationship Summary).

Certified licenses

Experience

MVM ADVISORS, LLC

JOSEPH GUNNAR & CO. LLC

JOSEPH GUNNAR & CO. LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

EKN FINANCIAL SERVICES INC.

WEATHERLY SECURITIES CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 2/9/2006

Series 63

Date: 8/6/2002

Series 7

Date: 7/25/2002

Current Firm

MVM ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

MVM ADVISORS, LLC

TRUST BUT VERIFY

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